This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who w...
Provide investigative and legal support to the Enforcement Centers. Essential Job Functions: Perform legal research for staff...
The Enforcement Principal Counsel performs rigorous assessment and effective advocacy in Enforcement matters. Determine and ex...
Independent Asset Verification and Valuation ("IAVV") Specialist Team conducts and advises on reviews across FINRA's Re...
Execute functions in support of specialized units missions including, but not limited to, examinations, investigations, consultat...
The Senior Principal Integration Specialist is a core contributor to program and project delivery, supporting the team in definin...
The Technology Manager: Cyber Risk & Secure Configuration has a targeted focus in their oversight and active supervision for ...
The Client & Systems Management Principal Business Analyst will be responsible for creating the business and technical requir...
The Principal Integration Specialist will be a core contributor to program and project delivery, supporting the team in defining ...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...