The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceeding...
FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on e...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on e...
The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
Duties WHAT ARE THE APPEALS, CRIMINAL INVESTIGATION, AND TRANSFORMATION & STRATEGY OFFICE DIVISIONS? A description of the b...
Duties WHAT IS THE FACILTIES MANAGEMENT AND SECURITY SERVICES (FMSS)DIVISION? A description of the business units can be found ...
We are currently looking for two Senior Vice Presidents to join our Enforcement Legal team. The Senior Vice President, Enforcemen...
The Principal Data Analyst performs accurate data analysis in non-complex Enforcement matters in accordance with well-established...
The Administrative Specialist performs a wide range of functional and administrative support to the department. This is professio...