The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
The Senior Principal Investigator on the Crypto Asset Investigations (CAI) team, utilizing their significant crypto and or fintec...
FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on e...
Duties WHAT IS THE RESEARCH, APPLIED ANALYTICS AND STATISTICS (RAAS) DIVISION? A description of the business units can be found...
The Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of com...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
We are currently looking for two Senior Vice Presidents to join our Enforcement Legal team. The Senior Vice President, Enforcemen...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
JOB SUMMARY The Field Investigator (FI) directly supports national security and suitability investigations, focusing on performi...