Job Summary Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through educatio...
Job Summary: Under administrative direction, uses extensive knowledge and skills obtained through education and experience to wo...
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
This is an individual contributor role in Member Supervision's Operations, Procedures and Standards (MS OPS) team, working under ...
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
The SR Principal Analyst will support the Member Supervision Exam Team and potentially other Member Supervision Teams. This perso...
The Senior Director within FINRA's Special Investigations Unit (SIU) oversees the anti-money laundering (AML) and anti-fraud inve...
The incumbent performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal rep...
The Senior Principal Investigator on the Crypto Asset Investigations (CAI) team, utilizing their significant crypto and or fintec...
Under the supervision of the Sr. Director of Network Engineering, the Network Automation Engineer will be: Required to perform...