This is an exciting opportunity to join our Membership Application Program (MAP). MAP is a vital program within Member Supervisio...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is respons...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is respons...
Under general direction from Cyber and Information Security (CIS) Leadership, the Director of Application Security Engineering ov...
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitorin...
The Associate Principal Analyst is responsible for supporting the Senior Director, Strategic Engagements and Publications by enab...
The Principal Compliance Analyst in Transparency Services works in partnership with the Senior Principal Compliance Analyst to ma...
The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; ...
FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other seriou...
The Senior Principal Analyst in Information Management is responsible for the execution of Market Regulation and Transparency Ser...