Provides sales, processing, operational, administrative, and customer service support to the U.S. Bank Wealth Management Banker/U.S. Bancorp Investments Wealth Management Advisor team with responsibilities for meeting the needs of the client in Wealth Management. Supports business development processes with clients and prospects and researches and responds to customer needs to help meet regulatory requirements.
This position requires National Mortgage Licensing System (NMLS) registration under the terms of the S.A.F.E. Act of 2008 and Regulation Z. You will be subject to the required registration process, which includes a criminal background and credit check. Failure to meet or maintain any of the NMLS registration requirements, including maintaining a satisfactory criminal and credit record, may result in a rescission of your offer or termination of employment.
Series 6 or 7, 63, and life, variable life, health and disability licenses
Experience with the policies, processes and procedures of the brokerage and
banking industries, FINRA, SEC, OCC and applicable banking regulations
ensuring regulatory standards are met for all applicable regulatory bodies
Ability to contact and profile existing clients, leads, and prospects
Prior sales and service experience relating to Banking, Brokerage and
Investment Advisory business is preferred
Strong analytical skills with an emphasis on detail
Ability to handle multiple assignments simultaneously and work with
deadlines while maintaining accuracy
relationship management with both internal and external clients and partners
quickly adapt to proprietary software