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VP Internal Audit

Expired Job

Envestnet Denver , CO 80208

Posted 3 months ago

Envestnet, Inc. (NYSE:ENV) is a leading independent provider of technology-enabled investment and practice management solutions to financial advisors who are independent, as well as those who are associated with small or mid-sized financial advisory firms and larger financial institutions. Envestnet's technology is focused on addressing financial advisors' front-, middle- and back-office needs. Envestnet is headquartered in Chicago.

We offer a highly competitive compensation and benefits package as well as the excitement, challenges, and rewards of a fast-growing, entrepreneurial company.

We are currently seeking candidates to fill a new position involving the management of our internal audit function.

The Vice President, Internal Audit will lead the internal audit function of the Company and oversee its strategic direction, they will report directly to the Audit Committee of Envestnet's Board of Directors and administratively to the Chief Financial Officer (CFO).

RESPONSIBILITIES:

  • Provide an independent appraisal of controls over financial integrity, operational effectiveness, IT controls for cyber security, privacy and compliance with laws and policies.

  • Manage a co-sourced team of internal audit professionals ensuring all day to day and strategic objectives are achieved.

  • Communicate findings, obtain agreement and commitment of implementation of recommendations with senior management.

  • Partner with the legal and compliance organization on the development of a company-wide enterprise risk management program

  • Maintain business relationships with appropriate levels of management ensuring Internal Audit is aware of key changes to business activities and objectives for appropriate response.

  • Provide a thoughtful, risk-based corporate and risk management perspective and help oversee all parts of the internal audit program including, but not limited to, risk assessment, audit plan development, audit plan execution, continuous monitoring, and project reviews.

  • Exhibit a strong drive for results and success, conveying a sense of urgency and driving issues to closure. Balances a pursuit of a central goal, despite competing or conflicting influences.

  • Present periodic report to Audit Committee (at least quarterly) of significant matters relating to progress of external audit, internal controls, and risks. This report will also include a brief executive session with the Audit Committee.

  • As part of the responsibilities for this role, you will understand and readily support Envestnet's established corporate business practices, policies, internal controls, and procedures designed to create value or minimize risk.

Requirements

  • 10+ years of internal audit experience with increasing responsibility. Recent Big 4 Accounting experience a plus.

  • Deep Industry and Internal Audit experience.

  • Demonstrated experience managing internal audits and associated team members within a complex operational and regulatory environment.

  • CPA, CIA or other applicable certification preferred.

  • Ability to lead a project team and cultivate a strong working relationship with external co-sourcing provider.

  • Ability to develop innovative and creative approaches to resolve complex problems.

  • Current knowledge of industry and regulatory issues and best practices for assigned areas; ability to impart this knowledge to the team and management.

  • Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions

  • Capacity to leverage relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support.

  • Availability to travel domestically and internationally as necessary, approximately 20% of time.

Equal Employment Opportunity.

Envestnet treats all employees as fairly and equitably as possible, and complies with all applicable local, state and federal laws relative to employment and equal employment opportunity. Envestnet is committed to providing equal employment opportunities and ensuring that all employment-related decisions are made without regard to race, color, sex, sexual orientation, age, gender, gender identity or expression, national origin, religion, physical or mental disability, protected veteran status, genetic information or any other protected status under applicable law.

Envestnet's success depends on the creative ideas and broader perspective that comes with a diverse workforce. We seek the best talent from the widest possible pool, and we continue to offer opportunities for people willing and able to perform in a challenging and competitive environment.

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VP Internal Audit

Expired Job

Envestnet