U.S. Bank Attorney - Retail Brokerage And Insurance

US Bank Saint Louis , MO 63150

Posted 1 month ago

At U.S.

Bank, we're passionate about helping customers and the communities where we live and work.

The fifth-largest bank in the United States, we're one of the country's most respected, innovative and successful financial institutions. U.S.

Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

Job Description

U.S.

Bank is seeking an attorney to join the Law Division's Wealth Management & Investment Services legal team to support U.S.

Bank and U.S.

Bancorp's Wealth Management businesses, primarily supporting the retail brokerage, investment advisory, and insurance business at U.S.

Bancorp Investments, Inc. (USBI). Individual will work with all areas of the USBI business line to provide legal advice and interpretation in a variety of areas including customer issues (authority questions, trusts and estates issues, powers of attorney), federal and state securities and insurance regulation, licensing, and operations. Individual will also negotiate partner product contracts and support governance activities related to USBI and its affiliates.

This position will also provide legal support related to fiduciary administration and investment management services provided by U.S.

Bank, a national bank with trust powers, primarily in the area of trust administration.

This position offers candidates a career with exposure to a variety of legal issues, while working with various departments at U.S.

Bank to serve as a trusted legal and business advisor.

This position will be located in Minneapolis/St. Paul, Minnesota (though other locations will be considered), and will report to the Chief Counsel responsible for legal services to the Bank's personal trust and investment management businesses.

Basic Qualifications:

  • Law degree

  • Licensed by and in good standing with the appropriate state bar association or other appropriate state attorney licensing authority

Qualifications and Preferred Skills:
  • 3 or more years of law firm or in-house experience

  • Securities regulatory experience desired.

  • Familiarity with state insurance regulations desired.

  • Experience with contract drafting, review and negotiation desired.

  • Familiarity with trusts and estates helpful.

  • Strong analytical skills.

  • The ability to work independently.

  • Comfort with and interest in working on a variety of legal matters.

  • Excellent written, oral, and interpersonal communication skills.

  • Strong commitment to client service.

We are proud that U.S.

Bank has been recognized as a World's Most Ethical Company by the Ethisphere Institute and has been named the #1 Most Admired Superregional Bank by Fortune magazine.

In the U.S.

Bank Law Division, we honor those values through our mission: "we guide our clients to remarkable results with expert legal counsel." Our commitment is evident in the work we do, not only for the Bank, but for our communities. The Law Division has received several awards for its pro bono contributions, including the Minnesota Corporate Pro Bono Council's "Excellence in Pro Bono Award," and we encourage our legal professionals to contribute time and expertise to pro bono work as part of their role.

Benefits:

Take care of yourself and your family with U.S.

Bank employee benefits.

We know that healthy employees are happy employees, and we believe that work/life balance should be easy to achieve. That's why we share the cost of benefits and offer a variety of programs, resources and support you need to bring your full self to work and stay present and committed to the people who matter most - your family.

Learn all about U.S.

Bank employee benefits, including tuition reimbursement, retirement plans and more, by visiting usbank.com/careers.

EEO is the Law

Applicants can learn more about the company's status as an equal opportunity employer by viewing the federal EEO is the Law poster.

E-Verify

U.S.

Bank participates in the U.S.

Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program.



icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Senior Reg Client Associate CU Wealth Brokerage Services

Wells Fargo

Posted 3 weeks ago

VIEW JOBS 9/30/2021 12:00:00 AM 2021-12-29T00:00 Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application. At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Wealth & Investment Management, or WIM, is one of the United States' leading providers of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals. Our mission is to help clients pursue their financial goals with confidence. We accomplish this by: o Building enduring client relationships through sound, thoughtful, and objective advice o Developing individualized plans for clients to help meet their financial objectives o Helping clients build, manage, preserve, and transition their financial resources and wealth WIM serves clients through the following businesses: o Wells Fargo Private Bank serves high-net-worth individuals and families. o Wells Fargo Advisors provides investment advice and guidance to clients through more than 13,200 full-service financial advisors and referrals from more than 5,450 licensed bankers. o Wells Fargo Asset Management brings together a strategic balance of investment capabilities to serve the investment needs of institutions, financial advisors, and individuals worldwide. Through Wells Fargo Private Bank, WIM is also a leading provider of trust, investment, and fiduciary services, including personal trust services and a number of specialized wealth services designed to meet the diverse needs of high-net-worth clients. Assists financial consultants and financial advisors by providing sales and servicing support. Utilizes past experience as a registered brokerage associate to anticipate and proactively seek resolutions to client problems. Demonstrates seasoned judgment by handling difficult clients with a high degree of professionalism. Duties may include: opening accounts and processing paperwork; working with internal departments and/or directly with the client in solving service/operational issues, answering or providing information regarding procedural/sales questions, and processing client service requests; processing the movement of funds and equities; scheduling appointments for new and existing clients; monitoring and tracking referrals and sales results; consistent level of competence in following firm compliance procedures and file maintenance; issuing sales/marketing information to clients; preparing sales packages; ordering supplies; maintaining file system for clients; reviewing paperwork for completeness and forwarding to management for review. At the direction of financial consultant or financial advisor, may assist in analysis of performance data for investment options. Viewed by peers as a subject matter expert, and sought by others for advice or guidance. Provides operational training for new hires, both support staff, financial consultants, and financial advisors, and assists in their assimilation into the organization. May provide work direction for junior support staff. May act as a back-up in taking and executing unsolicited investment orders directly from clients and/or via toll-free number. The position will be located in one of the central CA Utility locations and will assist financial advisors in other areas of the country on an as needed/assigned basis. Working hours will be based the work location and the geographical location of assigned financial advisors to ensure coverage during regular business hours in their respective locations. Required Qualifications * Successfully completed FINRA Series 7, 63 and 65 or 7 and 66 exams to qualify for immediate registration (or FINRA recognized equivalents) * 5+ years of brokerage sales support experience Desired Qualifications * Client service focus with the ability to respond to requests in a timely manner * Strong analytical skills with high attention to detail and accuracy * Strong organizational, multi tasking, and prioritizing skills * Good verbal, written, and interpersonal communication skills * Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills * Knowledge and understanding of administrative support: filing, faxing, copying, and data entry * Brokerage client support experience * Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment * Ability to provide administrative support, including responding to prospect/customer inquiries and requests for information * Knowledge and understanding of brokerage: systems or applications * State Insurance License * Bilingual speaking proficiency in Spanish/English Job Expectations * Designated insurance license requirements must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. Compliance with state law requirements is required. * Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. * For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required Street Address MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Benefits Summary Benefits Visit https://www.wellsfargo.com/about/careers/benefits for benefits information. Wells Fargo Saint Louis MO

U.S. Bank Attorney - Retail Brokerage And Insurance

US Bank