Trade Operations Associate

First Republic New York , NY 10007

Posted 2 months ago

At First Republic, we care about our people. Founded in 1985, we offer extraordinary client service in private banking, private business banking and private wealth management. We believe that personal connections are everything and our success is driven by the relationships we form with our colleagues and clients. You'll always feel empowered and valued here.

Incredible teams doing exceptional work, every day

First Republic Private Wealth Management is comprised of investment management, brokerage, trust, financial planning and insurance professionals. We offer customized wealth management solutions for our clients from a wide array of services including comprehensive investment management, financial planning, estate planning, trust services, endowment management and more. Our goal is to understand our clients' unique needs and support them throughout a lifetime of financial goals.

Common goals, uncommon potential

As the Trade Operations Associate, you will have the opportunity to support all functions related to trade operations and settlements, including trade break resolution for First Republic Securities and First Republic Investment Management. You will also be the liaison between PWM's Centralized Trading Team and the middle and back office support groups in San Francisco, New York and other principal locations.

What you'll do as a Trade Operations Associate:

  • Help the trade operations team monitor and resolve all trade breaks.

  • Liaise with brokers and custodians to allocate trades, resolve trade discrepancies and ensure timely trade settlement.

  • Oversee additional special projects as needed.

  • Ensure compliance with both internal and regulatory policy and procedures.

You could be a great fit if you have:

  • A bachelor's degree with a business concentration, and a Series 7 license a plus

  • One to three years of financial services experiences at a brokerage firm or with a registered investment advisor/manager, with a background in trade cycles, comparisons and breaks, and settlements

  • A client service focus, with a history of providing extraordinary service

  • Excellent verbal and written communication skills

  • Strong organizational skills, with an attention to detail and the ability to prioritize and multi-task in a fast-paced team environment

  • Exceptional problem-solving skills and the ability to handle challenges with minimal guidance

  • A dedication to excellence, a strong work ethic and a positive attitude

  • Proficiency in Microsoft programs, specifically Excel and Word, and experience with Advent products preferable

Own your work and your career apply now

Are you willing to go the extra mile because you love what you do and how you can contribute as a team? Do you want the freedom to grow and the opportunity to take charge of your own career? If so, then come join us.

We want hardworking team players. You'll have the independence to learn, lead and drive change. A culture of extraordinary service, empowerment and stability that's the First Republic way.


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Trade Operations Associate

First Republic