Sr Specialist, Associate Private Client Advisor

Charles Schwab Corporation Phoenix , AZ 85002

Posted 2 months ago

Your Opportunity

Schwab Private Client is a premier, fee-based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab's approach to investing. Private Client Advisors work for Schwab Private Client Investment Advisory, Inc. ("SPCIA"), a registered investment advisor and an affiliate of Charles Schwab & Co., Inc.

What you're good at

As an Associate Private Client Advisor of SPCIA, you will work as a member of a dedicated Schwab Private Client team to deliver a disciplined, objective, non-discretionary advisory relationship designed to help our clients reach their financial goals. In this role you will be responsible for maintaining, growing and deepening relationships with an assigned practice of clients through activities such as:

  • Providing exceptional on-going client support by handling day-to-day service requests via phone and email

  • Assisting clients in navigating and understanding Schwab's website, proprietary investing tools, portfolio performance data and third-party research

  • Scheduling clients with their dedicated Portfolio Consultant for ongoing consultation regarding risk tolerance, asset allocation, advice strategy and how these factors impact the portfolio and investing goals

  • Collaborating to achieve efficient and effective practice management within a team-based environment

We believe that our values have helped us to build both a successful business model and an outstanding work environment. We value teamwork, integrity, service, open communication, and perseverance. If you want to work at a firm that truly values your contributions, consider a career with Schwab Private Client Investment Advisory, Inc.

To learn more about the culture at Schwab, click here to meet our people.

What you have

We place a premium on high performance, quality service and the ability to execute the SPCIA strategy. Essential skills include:

  • Undergraduate degree required

  • Active FINRA Series 7 and 66 required (or may be obtained within the first 120 days)

  • Two or more years of experience in the financial services industry working directly with clients highly preferred

  • General understanding of brokerage regulations and rules that govern client accounts

  • Demonstrated experience handling client concerns and issues with tact and diplomacy

  • Excellent written and oral communication skills, attention to detail

  • Ability to work independently and effectively as part of a team, while handling multiple tasks and responsibilities simultaneously

  • Need to be able to build and maintain good cross departmental working relationships

Why Schwab?

At Schwab, "Own Your Tomorrow" embodies everything we do! We are committed to helping our employees unleash their potential and achieve their dreams. Our employees get to play a central role in disrupting a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth. We're a modern financial services firm that stands apart from the industry, where you can go as far as your ambition takes you.

Hear from employees: What's it like to work at Schwab!

The benefits of working at Schwab: a package designed to empower your health, wealth, career and life.

Schwab is committed to building a diverse and inclusive workplace where everyone feels valued.

As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. (Please click here to see policy.)

Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace.

We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.


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Sr Specialist, Associate Private Client Advisor

Charles Schwab Corporation