Senior Lead Auditor - Consumer Compliance

Keybank National Association Columbus , OH 43216

Posted 3 months ago

Job Description:


The Senior Lead Auditor position is within the third line of defense, which is responsible for providing an independent and objective perspective on KeyCorp's processes and risks through assessment and testing of the adequacy and effectiveness of Key's risk management policies and practices, and adherence to laws and regulations.

The Senior Lead Auditor on the Consumer Compliance team will be responsible for leading audit projects with a primary focus on consumer compliance topics as they relate to both deposit and lending products. The Consumer Compliance team offers work life balance through limited to no travel, flexible shedules and the potential to telecommute. The Consumer Compliance team also promotes professional development growth through supporting the pursuit of relevant certifications (see below).


The Senior Lead Auditor will be responsible for the following:

  • Leading large or complex audits and projects.

  • Independently documenting walkthroughs, including identification of risk and controls.

  • Documenting testing performed in accordance with IIA and internal standards.

  • Documentation and communication of audit findings.

  • Preparing audit reports.


The Senior Lead Auditor should possess the following skillsets:

  • Knowledge of, or desire to learn, consumer compliance regulatory requirements.

  • Independent ability to multi-task and prioritize projects.

  • Strong verbal and written communication skills.

  • Strong ability to build relationships with clients and teammates.

  • Ability to guide staff and deliver feedback.


Bachelor's Degree
4+ years of experience


Relevant certifications include:

  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Public Accountant (CPA)
  • Certified Internal Auditor (CIA)
  • Position location is flexible


KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Senior Internal Auditor

The Ashlar Group

Posted 3 days ago

VIEW JOBS 1/21/2020 12:00:00 AM 2020-04-20T00:00 Company - Major Financial Firm Position - Senior Internal Auditor Compensation - $80,000 – $100,000 USD Position Type - Full Time Worksite Location - Columbus, OH PERFORMANCE BONUS Incentive Compensation with 5% target and 10% max payout SIGNING BONUS Negotiable BENEFITS Medical Ins. Dental Ins. Vision Ins. Life Ins. Retirement The Internal Audit team at our company is a collaborative and highly valued team operating as a pooled staffing model, and this associate will be responsible for leading internal audit engagements highly focused on annual SOX (Sarbanes Oxley) reporting. SOX efforts will include independent risk and design assessment, walkthroughs, testing, and coordinating with the company's controller's organization and external auditors. This associate will also take part in assisting with creation and execution against the audit programs for financial, operational and compliance audits as well as help to identify ways to improve efficiency and effectiveness of audit processes. In addition, he/she will be responsible for assisting in training audit staff and overseeing work for the team and will have daily exposure to the Chief Audit Officer. The Ashlar Group Columbus OH

Senior Lead Auditor - Consumer Compliance

Keybank National Association