Senior IT Auditor

Intercontinental Exchange, Inc. New York , NY 10007

Posted 2 months ago

Job Purpose

Summary of main purpose of role - action, area of impact and result or standard. This should be a clear and concise statement of the overarching aim of the role (less than 500 words) The New York Stock Exchange, a subsidiary of Intercontinental Exchange, Inc. (ICE) presents an opportunity for a full-time Senior IT Auditor in the Market Data Department. This role is essential for the governance of NYSE's commercial market data business. The role will be responsible for executing business and technical reviews of NYSE's market data customer base, collecting and evaluating systems, data flow processes, and controls. The successful candidate should have experience in conducting both onsite and remote client audits of major financial institutions and information/software vendors. Understanding of market data technology and usage a plus.


  • Conduct business and technical audits of customers' data infrastructure, including software, hardware, applications, systems, and controls that support data consumption and dissemination to detect and prevent data leakage

  • Plan audit scope by researching available customer information; through the audit process gain understanding and document the customer's data usage flows and entitlement controls

  • Manage technical review cycle: kickoff and walkthrough meetings, data analytics, determine audit results including liability exposures and post-review corrective actions

  • Communicate with customers and articulate expected collaboration, materials required, and manage expectations and timeframes efficiently

  • Work with internal stakeholders and external customers to promote and support compliance with policies

  • Keep abreast with market data industry and regulatory landscape

  • Participate in broader team and management initiatives

Knowledge and Experience

  • Bachelor's degree or higher in Finance, Technology, or related subject

  • 5+ years' experience in IT internal/external audit, or system related functions

  • Experience in auditing financial infrastructure environments (e.g. trading systems, middle and back office systems, databases, networks, cloud technologies, etc.)

  • Ability to identify root causes of process breakdowns and recognize broader implications of issues

  • Strong analytical skills to effectively analyze processes, assess risks and controls

  • Highly motivated self-starter, with strong interpersonal skills and who can work both independently and collaborate in team environment

  • Ability to adapt, multi-task and meet deadlines

  • Strong communication skills

  • Knowledge of market data industry and data vendor products a strong plus

  • Proficiency in Excel, Word, Visio and PowerPoint

Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.

Additional Information

  • Job Type: Standard

  • Schedule: Full-time

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Senior IT Auditor

Intercontinental Exchange, Inc.