Senior Internal Auditor

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people's success - today and tomorrow.

While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment - investing the time and resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships.

Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).

Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News' Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. For more information about joining our team, please visit us at www.texascapitalbank.com.

Overview:

The Senior Internal Auditor will assist Internal Audit Department management in the implementation and execution of a risk-based audit process. The role will perform such tasks as: consulting with management regarding risk and controls; coordinating audits and projects, preparing reports and briefings while ensuring high standards are maintained related to work papers and other documentation.

Responsibilities:

• Assist in the development and completion of a comprehensive risk based, Internal Audit plan, including SOX testing, and ensuring that all activities conform to established Internal Audit Department policies and procedures

• Develop and use programs and analyses that assist in the audit and monitoring processes

• Assist the organization in the monitoring and assessment of various areas of risk, including but not limited to credit, liquidity, compliance, interest rate, price and/or capital management risks.

• Prepare, review, and present audit results with all levels of management

• Serve as lead auditor on specific assignments directing the activity of audit team members and/or third-party providers

• Prepare and execute specific audit programs, procedures, and tasks to provide assurance on the adequacy of governance, risk management, control and compliance processes of the Bank

• Work with managers of various business units to coordinate responses and develop action plans, as necessary, to respond to deficiencies and/or recommendations noted from internal audit, external auditors, and regulators

• Ensure the quality of all internal audit work complies with Internal Audit Department Charter, established policies and procedures, and professional standards

• Through continuous education, maintain and improve knowledge of corporate governance, risk management, internal controls, compliance and internal audit processes

• Perform other duties as assigned

Qualifications:

• Bachelor's and/or master's degree in accounting, Finance or Business Administration preferred

• Holds or is actively pursuing professional certification(s) such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), and/or other financial services related certifications.

• 5+ years of Internal Audit, public accounting, regulatory experience specific to banking required.

• Experience auditing financial services companies/banking institutions and regulatory experience strongly preferred. (For example, credit reviews, capital planning, liquidity, asset and liability management, BSA, compliance or related risks)

• Knowledge of Sarbanes-Oxley (SOX) processes such as internal control documentation, walkthroughs, testing and reporting preferred

• Big 4 accounting or consulting firm experience preferred.

• Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio, Access, and Power BI.

• Experience with audit analytics tools (i.e. ACL, IDEA) and visualization tools (i.e. Tableau, Power BI) preferred.

• Understanding of commonly used International Professional Practices Frameworks (COSO and PCAOB), risks within financial services and related risk management processes preferred

• Superior communication (verbal and written), negotiation and presentation skills required

• Strong organizational skills, including effective time management and project management required

The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.Texas Capital is an Equal Opportunity Employer.