Senior Compliance Officer

Citizens Financial Group, Inc. Providence , RI 02940

Posted 2 weeks ago

Description

The Compliance Department at Citizens Bank is responsible for providing superior regulatory support and guidance to all lines of business and for evaluating the state of regulatory compliance. A critical component of performing this responsibility sits within the Compliance Governance and Reporting Team. This role will present an individual with the opportunity to gain an enterprise-wide view of Citizens risks, key projects and initiatives as well as the internal and external regulatory environment. The Senior Compliance Officer will possess a working knowledge of risks faced by the banking industry and apply that understanding to Citizens. The ideal candidate must be a detail-oriented individual with strong analytical, presentation and communications skills (written and verbal). The Senior Compliance Officer will work closely with the Governance and Reporting Director and team members in delivering on key responsibilities of the team to include in governance reporting, compliance regulatory exams, metrics development, annual operating plan management, policy and procedures coordination, and other compliance governance and reporting responsibilities.

The Senior Compliance Officer will be responsible for timely execution of the following:

  • Responsible for the identification, collection and synthesizing of key compliance activities, metrics and program updates; aggregating to executive level presentation material; coordination of review and dissemination to the various governance committees.

  • Partner with Compliance team members in the identification and development of key compliance risk and performance metrics; responsible for the ongoing monthly update and reporting processes for these metrics, including management of the supporting tools and schedules for timely distribution.

  • Participate in the development of the Compliance Annual Operating Plan; assist in the monthly progress updates against the plan; engage with Compliance team members to ensure accurate progress updates; collaborate on the monthly and quarterly reporting to Compliance executives.

  • Coordinate the routine updates of the Compliance-owned Policy and Procedures in accordance with the Citizens Policy and Procedure Framework and timeline.

  • Manage Compliance regulatory exams to include the facilitation and coordination of meetings with both Citizens colleagues and the regulators; coordination and review of all documentation for submission to the regulators; and all associated planning activities timeline, meeting schedule and notes in adherence to the regulatory exam management framework.

  • Assist in the coordination/communication of business advisory deliverables that are overseen by the governance and reporting team including New Business Initiatives and RCSA Challenge activities.

  • Participate and assist on all other ad-hoc responsibilities as assigned.

Qualifications

    • 4 or more year work experience in financial services; or 8 + year work experience in a financial organization.
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Senior Compliance Officer

Citizens Financial Group, Inc.