BNP Paribas Leasing Solutions helps companies to expand their business capabilities by offering tailored leasing and finance solutions. Our expert teams partner with equipment vendors that are looking to grow their sales, and businesses that require outsourcing services for assets within a number of key markets. We're a European leader in leasing, backed by the stability of the BNP Paribas group.
WHAT AM I ACCOUNTABLE FOR?
The Compliance department's main responsibilities are to ensure compliance with regulatory requirements compliance monitoring activities, in addition to remaining compliant with the various Group and Corporate Policies, and to investigate, report and monitor regulatory breaches.
MY KEY ACTIVITIES
Monitoring of regulations and industry publications, and provide updates on forthcoming changes to Senior Management. Additionally update internal processes and policies as necessary to comply with the changes.
Ensure business compliance with regulatory rules & guidelines in line with the business model by the development and maintenance of the Compliance Monitoring Programme, and ensuring regular compliance monitoring controls are performed
Coordinate the implementation of the required systems relating to prevention, monitoring, measurement and the control of Compliance in the entity according to the policies set forth by group compliance.
Record and investigate any regulatory breaches, and implement any changes to avoid reoccurrence
Review and approve financial promotions in line with FCA (Financial Conduct Authority) requirements
Provide advice on compliance matters to all staff members
Ensure conflicts of interests are prevented, and contribute to resolve them
Ensure customer protection & data protection requirements are met by the business
Ensure business complies with sanctions and embargoes requirements
MY EXTERNAL CUSTOMERS
FCA, Information Commissioners Office, Finance & Leasing Association, Financial Ombudsman Services, Group Financial Auditors
MY INTERNAL CUSTOMERS
All Departments of Leasing Solutions UK and Group
Experience in Regulatory Compliance (FCA and associated Consumer Credit regulations) is required, ideally within a Financial Services (Asset Finance) environment.
Ability to identify Regulatory Compliance requirements as appropriate to the business model based on proportionality and risk based approach
Ability to communicate technical requirements clearly to the management
Ability to perform effective compliance monitoring
An understanding of the requirements to prevent Financial Crime
Relevant qualification in Regulatory Compliance would be an advantage
Understanding and experience in Data Protection would be an advantage
Excellent communication and interpersonal skills with an emphasis on strong written and oral communication
Strong attention to detail
Able to work independently towards departmental deliverables, and manage conflicting priorities
Working in the Legal & Compliance Office, and out in the open plan business as required.
Normal working hours are 8.45 to 17.15 Monday Friday; however additional hours may be required from time to time.
Dress code is business formal Monday-Thursday, business casual on a Friday.
MY ADDITIONAL RESPONSIBILITIES
Any other ad-hoc duties as required by my Line Manager
Responsible for adhering to policies, procedures, guidelines and the internal control framework established to guide the operation of your function in addition to regulatory compliance requirements.
WHAT CAN I EXPECT?
On joining the company I will attend a Company Induction which will introduce me to the different areas of the business and what they do.
Have regular performance reviews with my line manager; this will include a mid-term and end of probationary review and regular one to one catch ups.
I will be expected to complete annual online Compliance training modules via My Development, our online training platform and will continue to receive on the job training throughout my career.
Primary Location: GB-ENG-HampshireJob Type: Standard / PermanentJob: COMPLIANCE AND PERMANENT CONTROLEducation Level: Not indicated
Schedule: Full-time Behavioural competency: Ability to share / pass on knowledge
Transversal competency: Ability to develop and adapt a process
Retour la liste des offres
Partager cette page !
A partager avec vos amis
Tweeter cette page
Partagez cette page avec votre rseau
Share this page on Messenger
Share this page on WhatsApp
Partagez votre veille d'informations avec Scoopit
Partagez cette page sur le 1er rseau social chinois
Pas le temps? Lisez et partagez cette page plus tard avec Buffer
L'appli pratique pour lire cette page tout moment, mme en offline !
Voir plus de rseaux sociaux
Envoyez cette page par mail
Etes vous sr de vouloir imprimer ?
Ces autres offres vous intressent-elles ?
San Ramon, Californie, tats-Unis
Bombay, Maharashtra, Inde
San Ramon, Californie, tats-Unis
Omaha, Nebraska, tats-Unis
Voir plus d'offres Voir la liste des offres correspondantes