Sorry, this job is no longer accepting applications. See below for more jobs that match what you’re looking for!

Senior Compliance Manager And Associate General Counsel

Expired Job

AXA Albany , NY 12201

Posted 2 months ago

Reporting to the Chief Compliance Officer, this position manages the Law Department's Customer Relations Office, which reviews, answers and tracks customer sales complaints received across the AXA Equitable enterprise. The position also provides oversight and advice as needed to the units within the Company's Service Centers handling service complaints to ensure consistency and quality.

The HCRO manages the day-to-day activities of sales complaint analysts; reviews more significant complaints; interfaces with attorneys representing complainants; ensures complaints are properly tracked; reviews complaint data for any trends relating to products or sales practices and engages relevant business areas to remediate; provides periodic reporting of complaint data to relevant business heads; and coordinates with the Litigation and Compliance Practice Groups in responding to lawsuits and regulatory investigations.

The HCRO also provides legal support to the Government Relations Group and Insurance Practice Group in dealing with state insurance regulators on various significant issues. The HCRO also provides legal support to the Lead Director and 38a-1 CCO and his team and works on significant legal and regulatory matters arising out of Service Center operations.

The successful candidate will have these required qualifications:

  • Must be an attorney with minimum of 12-years experience practicing law

  • Minimum of 10-years' experience working in the life insurance and securities industries

  • Detailed knowledge of life insurance and annuity products and their operational support

  • Experience dealing with insurance regulators

  • Highly motivated and outgoing self- starter with strong interpersonal and diplomatic skills

  • Current Series 7 registration or the ability obtain Series 7 within first 6 months

  • Current Series 24 registration or the ability to obtain Series 24 within first 18 months

  • Extensive Travel may be required

ABOUT AXA:

We have been providing stability and reliability to our clients since 1859 to help them live their lives with confidence, to give them peace of mind, and enable them to realize their dreams for their loved ones and their legacy.

As an employer AXA is committed to creating an environment where everyone feels completely comfortable bringing their true selves to work every day. AXA US has been recognized and certified as a great place to work by the Great Place to Work Institute.

We provide our employees opportunities to move within our organization so they can grow their career and skills without ever having to leave AXA. Almost 40% of our open jobs are filled with current employees.

NOTE: AXA participates in the E-Verify program.

In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.

AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.

#LI-AXA1

Would you like to wake up every day driven and inspired by our noble mission and to work together as one global team to empower people to live a better life? Here at AXA we strive to lead the transformation of our industry. We are looking for talented individuals who come from varied backgrounds, think differently and want to be part of this exciting transformation by challenging the status quo so we can push AXA - a leading global brand and one of the most innovative companies in our industry - onto even greater things.

In a fast-evolving world and with a presence in 64 countries, our 166,000 employees and exclusive distributors anticipate change to offer services and solutions tailored to the current and future needs of our 103 million customers.

.

.


See if you are a match!

See how well your resume matches up to this job - upload your resume now.

Find your dream job anywhere
with the LiveCareer app.
Download the
LiveCareer app and find
your dream job anywhere
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Regulatory Compliance Manager (Ps14515)

Anthem, Inc.

Posted Yesterday

VIEW JOBS 11/12/2018 12:00:00 AM 2019-02-10T00:00 Anthem, Inc. is one of the nation's leading health benefits companies and a Fortune Top 50 company. At Anthem, Inc., we are working together to transform health care with trusted and caring solutions. Bring your expertise to our innovative culture where you will have the opportunity to make a difference in people's lives, and to take your career further than you can imagine. Regulatory Compliance Manager Responsible for managing regulatory compliance functions for Medicare Advantage and related products, including federal and state regulatory compliance, communications compliance and policy language development. Primary duties may include, but are not limited to: * Manages compliance oversight for provider data and provider quality. * Develops, implements and maintains formal compliance structure and computer and filing systems for compliance materials. * Creates the structure and processes necessary to manage Compliance integration activities across the Medicare enterprise. * Manages process for drafting all policy language and reviews all written materials for compliance with state and federal regulations, as well as contractual requirements. * May interact with legal department and public policy to review and evaluate required federal and state regulatory filings. * Supports Medicare Advantage business areas with oversight of Compliance Plan and Risk Register. * Partners with business areas to triage compliance questions as well as escalate any compliance issues in a timely manner. Preferred Locations 1831 Chestnut Street, St. Louis MO 4361 Irwin Simpson Road (Bldg. I) Mason, Ohio 11 Corp. Woods Blvd. Albany , NY 13550 Triton Park Blvd. Louisville , KY N17 W24340 Riverwood Drive Waukesha WI This position will allow you to work in any Anthem office, work from home is not an option Regulatory Compliance Manger Requires BA/BS degree in a related field, 5 - 7 years related regulatory or contract compliance with ability to analyze, write and integrate highly technical information into action plans; Any combination of education and experience which would provide an equivalent background. Ability to communicate effectively with executive leadership and regulators. Preferred Experience with CMS and/or provider data management activities for complex health plans Anthem, Inc. Albany NY

Senior Compliance Manager And Associate General Counsel

Expired Job

AXA