Senior Compliance Analyst - Roqa QC Tester (Hybrid)

M&T Bank Getzville , NY 14068

Posted 3 weeks ago

Overview:

Participate in the development, implementation and execution of various operational risk/compliance-related initiatives at the business line level, to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performing monitoring, and/or testing including the creation and updating of scripts. Develop policies and program documents to ensure compliance with regulations.

This is a QC Tester position in our Regulatory Oversight and Quality Assurance group.

Primary Responsibilities:

  • Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance.

  • Maintain compliance policy manual.

  • Conduct periodic compliance reviews and testing of the business unit. Perform reviews and testing according to formalized timelines.

  • Develop and maintain documented test plans and scripts for applicable state and federal regulations.

  • Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues.

  • Develop training materials for business unit employees.

  • Assist in the production of materials and loan files in response to examination requests.

Education and Experience Required:

Associate's degree or equivalent work experience.

Minimum three years relevant industry experience, to include one year of compliance experience.

Sound analytical abilities and problem solving.

Excellent written and verbal communication skills.

Attention to detail.

Two years' departmental experience preferred.

Solid working knowledge of personal computers and software utilized by the Division.

Experience Preferred:

Mortgage Servicing Background

Compliance Background

M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $24.76 - $41.27 Hourly (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their specific compensation.

Location

Getzville, New York, United States of America


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Senior Compliance Analyst - Roqa QC Tester (Hybrid)

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