Senior Audit Manager / Enterprise Technology - CIO

Wells Fargo Charlotte , NC 28201

Posted 1 month ago

Job Description:

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.

The Role

This Senior Audit Manager will report to an Audit Director and will be accountable in developing a comprehensive multi-year coverage strategy for his/her portfolio.

Key responsibilities for this leader are the following:

  • Delivery of quality and timely completion of his/her audit portfolio and other defined objectives.

  • Plan and organize work strategically and ensure audit engagements are risk-based and executed according to IA policies and guidance.

  • Provide credible challenge to key stakeholders and manage audit coverage that meets heightened regulatory expectations.

  • Provide guidance and oversight to IA team-members to ensure coverage is well planned, executed, and reported in accordance with IA methodology.

  • Accountable for management of issues to ensure timely tracking, monitoring, and resolution.

  • Work across IA teams and with senior leaders within IA and our business lines building strong partnerships.

  • Be recognized as Subject Matter Expert in his/her portfolio.

  • Develop a comprehensive understanding of inherent risk and processes that manage risk at Wells Fargo.

  • Evaluate current audit approaches and practices, providing thought leadership on industry best practices and regulatory changes, and driving continued maturation and evolution of the audit function.

  • Identifying thematic risk trends observed across the enterprise for purposes of influencing strategic control direction and process maturity.

  • Represent the ETAG Audit team as a highly engaged, visible, and influential leader.

  • Seek continuous quality improvement and efficiency in the execution of audit work.

The Team: Enterprise Technology Audit Group

Our Enterprise Technology Audit Group (ETAG) is seeking a Senior Audit Manager (SAM) who will provide leadership in the audit coverage of Enterprise Technology with a focus on data (i.e. Big Data/Data Lakes) and Capital Markets, Wealth Management, Anti-Money Laundering, Financial Crimes, Treasury Management and Payment Technology. We are building an Audit Team of the future and looking for talent and leaders to join us on our journey!

The Candidate

The successful candidate will demonstrate experience leading and coaching audit teams and have a strong understanding in second line risks for the Bank. They will be an effective builder and leader of high performing teams focused on driving business results through collaborative leadership and team member engagement. They must be able to keep up with fast-paced organizational change; managing and mentoring team members through that change; contribute to Internal Audit and ETAG strategies with a One Wells Fargo lens; and further the strong risk management culture of Wells Fargo. Must be able to demonstrate and lead the team with flexibility and resiliency that is both adaptable and supportive of change. This leader must also be capable of initiating action and possess strong execution and relationship management skills across all levels and functions, as well as with the regulators. Candidate must possess a strong working knowledge of applicable regulations to the bank. A key differentiator for this talent will be the ability to understand and operate successfully in a complex, heavily matrixed corporate environment. The role requires a sense of urgency, passion for excellence and results, and personal accountability for achievement and outcomes.

As an Employee Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will:

  • Lead your team with integrity and create an environment where your employees feel included, valued, and supported to do work that energizes them.

  • Accomplish management responsibilities which include sourcing and hiring talented employees, providing ongoing coaching and feedback, recognizing and developing employees, identifying and managing risks, and completing daily management tasks.

Required Qualifications

  • 8+ years of experience in one or a combination of the following audit or risk functions: leading teams covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.)
  • 2+ years of leadership experience

Desired Qualifications

  • Experience at a financial institution or accounting firm

  • A BS/BA degree or higher

  • Leadership experience

  • Solid knowledge and understanding of audit or risk methodologies and supporting tools

  • Strong understanding of financial regulatory environment

  • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation

  • Excellent verbal, written, and interpersonal communication skills

  • Strong organizational, multi-tasking, and prioritizing skills

  • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important

  • Ability to execute in a fast paced, high demand, environment while balancing multiple priorities

  • Solid problem solving skills

Other Desired Qualifications

  • Solid understanding of Institution of Internal Audit (IIA) standards, regulatory requirements, and industry guidelines.

  • Strong understanding of running the operations of a technology department in a changing environment

  • Working Knowledge of APIs, CI/CD and Application Security.

  • Bachelor's Degree in Information Technology, Computer Science or Related Area

  • Experienced in the Audit of Enterprise Technology, Big Data/Data Lakes, Capital Markets, Wealth Management, Anti-Money Laundering, Financial Crimes, Treasury Management and Payment Technology.

  • Ability to perform integrated, vertical, and horizontal audits.

  • Be able to maintain credible, collaborative and influential relationships with senior management, other risk and regulatory relations organizations, and regulatory agencies

  • Proven record of accomplishment in efficiently and effectively delivering audits

Job Expectations

  • Ability to travel up to 25% of the time

Street Address

NC-Charlotte: 301 S College St

  • Charlotte, NC

CO-Denver: 1700 Lincoln St

  • Denver, CO

IA-West Des Moines: 1776 Westlakes Pkwy

  • West Des Moines, IA

MN-Minneapolis: 600 S 4th St

  • Minneapolis, MN

AZ-PHX-Central Phoenix: 100 W Washington St

  • Phoenix, AZ

TX-San Antonio: 4101 Wiseman Blvd

  • San Antonio, TX

MO-Saint Louis: 1 N Jefferson Ave

  • Saint Louis, MO

NC-Charlotte: 1525 W Wt Harris Blvd

  • Charlotte, NC

TX-Addison: 5080 Spectrum Dr

  • Addison, TX

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Enterprise Account Manager Security Technology

Allied Universal Security

Posted 4 days ago

VIEW JOBS 1/20/2021 12:00:00 AM 2021-04-20T00:00 Overview Allied Universal® Technology Services, one of the largest security systems integrators in the United States, offers comprehensive and integrated technology solutions to help clients mitigate risk and protect people and assets. Allied Universal® Technology Services all-inclusive service approach offers intelligent and seamless technology solutions from electronic access control, video surveillance, fire/life safety, alarm monitoring, emergency communications, technological threat management and response, and other smart tech innovative solutions, including a broad array of hosted /managed services via the company's Monitoring and Response Center (MaRC), and the Global Security Operating Center. We are in a growth mode and continue to hire talented Installation and Service Technicians, Monitoring Agents, Coordinators, Project Managers, Engineers, Architects, Branch Leadership and Sales Professionals. We offer medical, dental and vision coverage, life insurance, 401K, employee assistance programs, company discounts, perks and more! Start your phenomenal career with Allied Universal® Technology Services today! Job Description Allied Universal is looking to hire an Enterprise Account Manager. The Enterprise Account Manager (EAM) will be responsible for maintaining and managing Allied Universal Technology Services' (AUTS) presence in certain accounts as well as driving sales activities in an assigned market area / accounts. The EAM will be primarily responsible for managing an existing book of business ($2.5M+) and serving as the primary account interface for this elite customer portfolio. The EAM is expected to mine existing accounts for new business as well as well as establish new customer relationships. The EAM will work in accordance with the organization's policies and procedures, keeping in mind the overall core values of Allied Universal Technology Services. Essential Functions and Responsibilities * Exceed sales goals as established by the organization * Manage existing enterprise level customers * Identify & develop new enterprise level customer prospects * Utilize consultative sales techniques in customer development situations * Preparation and presentation of company offerings to end-user customers * Communicate with Project Managers on a consistent basis as required to ensure timely and consistent delivery of work to dedicated customer base * Aggressively grow service and maintenance agreements as part of solution selling process * Determine hosted, managed and monitored sales opportunities within new and existing customers alike * Preparation of timely and accurate solution proposals * Maintain quality assurance by following organization standards * Assist with other sales projects as needed Knowledge and Skills * High School Diploma required; Associates Degree or Bachelor's Degree strongly preferred * 8+ years of overall professional experience required with prior experience in enterprise level sales desired * 5+ years relevant experience in the electronic security industry required * Proficiency in using and learning software packages associated with sales quoting * The ability to work in a dynamic team environment with an expanding customer base * Must be able to manage multiple tasks, manage deadlines and have excellent follow-up skills * Ability to establish and maintain effective working relationships with internal and external customers * Highly-motivated and customer service oriented * Good verbal and written communication skills * Proficient with MS Office Suite * Organized and analytical decision making capabilities * Commitment to professional, ethical, and compliant business practices * Must be professional and polished in appearance and speech * Ability to conduct site walks and attend onsite customer meetings Closing Allied Universal provides unparalleled service, systems and solutions to the people and business of our communities, and is North America's leading security services provider. With over 250,000 employees, Allied Universal delivers high-quality, tailored solutions, which allows clients to focus on their core business. For more information: www.AUS.com. We proudly support the Veteran Jobs Mission, a group of over 200 companies that have committed to collectively hiring a total of one million military veterans. EOE/Minorities/Females/Vet/Disability Allied Universal Services is an Equal Opportunity Employer committed to hiring a diverse workforce. Requisition ID 2021-502580 Allied Universal Security Charlotte NC

Senior Audit Manager / Enterprise Technology - CIO

Wells Fargo