Senior Associate, Internal Audit Information Technology & Security

What You'll Do:

The role will support and perform audits of varied technologies and processes in support of the strategic goals of the audit function using data analytics. The Data Analytics Senior Associate is responsible for proactively identifying key audit risks, including providing analytical fieldwork to the engagement teams, developing and maintaining effective relationships and supporting management in achievement of their goals.

Primary Duties and Responsibilities:

To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.

Responsibilities will be aligned, but not limited, to three pillars:

Delivery

• Support the Internal Audit Department, both audit engagement and internal data analytics teams, on feasibility analysis and the delivery of assigned audits using data analytics.

• Support the Internal Audit Department, both audit engagement and internal data analytics teams, providing a professional auditee experience.

• Owning the quality, accuracy of results, and delivery of analytics in a timely manner.

• Evaluate data quality issues and identify potential exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions.

• Apply risk-based analytics to identify potential audit areas and/or samples.

Quality

• Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating engagement teams accordingly on the proper use of data analytics and how to best leverage it in audits.

• Ability to understand professional principles and standards related to audit and analytics (e.g., IIA IPPF, ISO 20546) and the relevancy to OCC's data environment and operations.

• Keeping current on best practices and emerging analytics activities within the financial services industry and making recommendations for improvements as necessary.

Leadership

• Supporting effective relationships and partnerships with the internal audit team, business groups, and management.

Supervisory Responsibilities:

• None

Qualifications:

The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.

• Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.

• Strong problem solving and analytical capabilities.

• Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.

• Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.

Experience

• Experience working in a complex, fast paced environment.

• Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).

• [Preferred] Consulting and/or accounting firm experience.

• [Preferred] Experience in Financial Services/Security Industry and working within a regulated environment.

Technical Skills:

• [Required] Microsoft Office applications

• [Required] Familiarity with scripting tools such as: Python, SQL, Windows Scripting Host

• [Required] Familiarity with analytical tools such as: Tableau, Alteryx, Pandas

• [Preferred] Familiarity with databases such as: Oracle, DB2, MS SQL

• [Preferred] Familiarity with cloud-based solutions: AWS, Azure, Oracle Cloud, Workday

• [Preferred] Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software

Education and/or Experience:

• [Required] Bachelor's degree (or equivalent) in Analytics, Statistics, Mathematics, Information Technology, Data Management, or related field.

• [Required] 5+ years of experience (audit-related)

• [Preferred] Masters degree in Data Science, Statistics or similar field

• [Preferred] Experience developing data analytics or related projects, technology workflows (e.g., scripting, data transformation, etc.)

Certificates or Licenses:

• [Preferred] Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or equivalent.

Who We Are

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

What We Offer

A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include:

A hybrid work environment, up to 2 days per week of remote work

Tuition Reimbursement to support your continued education

Student Loan Repayment Assistance

Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely

Generous PTO and Parental leave

Competitive health benefits including medical, dental and vision

Step 1

When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume.

Step 2

You will receive an email notification to confirm that we've received your application.

Step 3

If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC, please click here.

OCC is an Equal Opportunity Employer