Risk Management Analyst

Tradeweb Markets Inc. Jersey City , NJ 07097

Posted 3 months ago

In order to capitalize on our success and continued growth plans we are seeking a Risk Management Analyst, based in NJ. The successful candidate will focus on 3rd party due diligence responses as well as 3rd party due diligence vendor reviews and assessments. Additional responsibilities will include assisting the department in the implementation and ongoing maintenance of a third part Governance, Risk and Compliance tool (GRC), Risk Assessments, Incident management, and other Risk Management related activities. This position will involve working directly with clients and internal business unit and technical management on a regular basis. Excellent interpersonal skills are required.

We look to hire people who are comfortable in working with minimal supervision as part of a small team that has consistently delivered ground-breaking and innovative solutions in one of the most exciting and fast-moving areas of the of the financial markets. We need people who are able to prioritize and can effectively communicate complex issues to non-technical team members. We need someone who has business experience in the Financial Industry, who can meet with our internal and external clients and talk confidently about our Risk Management practices.

The successful candidate will be a self-starter, who needs minimal supervision. Both on-the-job and professional training, where needed, will be given to help integrate the successful candidate into the team. We need people who enjoy a challenging role that will involve the use of toolsets, collaboration and ingenuity. The successful candidate will be someone that can quickly grasp the current Tradeweb system processes, controls, policies, procedures and work to further enhance (through collaborative efforts) the Risk Management 3rd party due diligence posture. The candidate will be required to assess the current due diligence response and risk assessment processes in an effort to streamline, enhance, and initiate improvement including implementation and maintenance of automated tools as well as training internal stakeholders on the use of such tools.

Job Responsibilities:

  • Receive, Coordinate, Manage, Track, Store, and Respond to incoming 3rd Party due diligence information requests

  • Evaluate and Perform Risk Assessments on Vendor firms, applications, processes, and procedures in accordance with firm Risk Management Policy and Third Party Risk Management (TPRM) Procedures

  • Interface with key stakeholders across the organization; ensure service quality and customer satisfaction

  • Assist in management of firm wide BCP and DR plans specifically those components focused on system testing requirements and documentation

  • Assist in implementation and ongoing maintenance of automated GRC tools

  • Train internal stakeholders on work flow and use methods of GRC tools

  • Monitor end-to-end throughput, and ensure compliance to policies and procedures while meeting client deadlines

  • Evaluate Vendor Risk Management (VRM) systems in an effort to utilize to streamline current process

  • Understanding of business processes and technology used within Tradeweb across all businesses

  • 2-5 years of risk management and/or 3rd Party Due Diligence review

  • Ability to understand policy and procedural documentation as required

  • Ability to quickly develop a deep knowledge of the company, industry, products and services

  • Communicate and present concisely and effectively based on appropriate level of management interaction

  • Manage competing deadlines and prioritize responsibilities to effectively meet business needs

  • Work both independently and as part of a team at all levels and across all business units

  • Demonstrate an understanding of business processes, internal control risk management, IT controls and how they interact together

  • Demonstrate a knowledge of information security risks and counter measures

  • Confident ability to drive tasks through to completion

Desirable Skills:

  • Training/certification in Risk Management, Broker/Dealer Operations, Auditing, Computer Security, Risk Management, or related fields is desirable

  • Experience or knowledge in ISO 27002 Domains (Security Policy, Human Resource, Access Control, Asset Management, Business Continuity Planning) or other standard

  • Experience implementing, or using a GRC tool

  • Experience with SharePoint or other documentation repository and workflow is a plus

  • Experience with 3rd Party vendor due diligence analysis

  • Project management experience

  • Vendor management experience

  • Ability to work in a small, fast paced, global team environment

  • Strong written and verbal communication skills

About Tradeweb:

Tradeweb Markets Inc. (NASDAQ: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. For more information, please go to www.tradeweb.com .

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.


icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Risk Analyst Counterparty Credit Risk Portfolio Management

Bank Of America Corporation

Posted 4 days ago

VIEW JOBS 1/25/2020 12:00:00 AM 2020-04-24T00:00 Job Description: Responsible for independently conducting quantitative analytics and modeling projects. Responsible for developing new models, analytic processes or systems approaches. Creates documentation for all activities and works with Technology staff in design of any system to run models developed. Incumbents possess excellent quantitative/analytic skills and a broad knowledge of financial markets and products. The Quantitative Finance Analyst will join the Counterparty Credit Risk Portfolio Management (CCRPM) team. The CCRPM team is responsible for managing counterparty concentration, performing counterparty portfolio analysis, and delivering the counterparty stress testing portion of CCAR. The analyst will participate in constructing counterparty credit risk portfolio reviews along with specialized deep dives on specific counterparties. The analyst will present their analysis to senior management, including Wholesale Credit, Enterprise Credit and Market Risk. In this capacity, the analyst will need to leverage their expertise in counterparty credit risk management and traded products to highlight areas that warrant additional investigation, monitoring and discussion. The analysis will encompass a range of counterparty exposure management techniques such as potential future exposure, CVA, stress testing, sensitivity analysis and wrong way risk. Additionally, the analyst will assist in the managing of counterparty concentration limits at the counterparty level across asset classes. The analyst will be responsible for maintaining strong risk discipline and demonstrated ability to working across a variety of functions including trading, sales and credit risk. Required Skills: * Bachelors degree required; Master in a quantitative discipline or finance/economics preferred * Excellent knowledge of derivative products with approximately 2+ years experience with expertise in at least one asset class (FX, credit, rates, or equity) * Excellent knowledge of counterparty risk measurement techniques on derivatives and financing transactions * Strong computer skills (Office, VBA, Bloomberg, SQL) * Excellent communication skills both written and verbal * The successful candidate will need to have a mix of technical skills and the ability to communicate with a wide audience both written and orally * Self-starter who excels in a fast paced environment Shift: 1st shift (United States of America) Hours Per Week: 40 Bank Of America Corporation Jersey City NJ

Risk Management Analyst

Tradeweb Markets Inc.