Preparing Comprehensive Capital Analysis Review (CCAR) FR Y-14 Q and M (Quarterly and Monthly) regulatory reports; and performing report analysis and reconciliations to ensure accurate and timely filing to the Federal Reserve Bank (FRB). Participating in the research and implementation of new and revised FR Y-14 Q&M regulatory reporting instructions well as evaluating regulatory requirements for new products and transactions; and communicating the reporting and regulatory data requirements to business partners. Preparing and maintaining accurate and detailed standalone desktop procedures in accordance with bank standards.
Managing and coordinating multiple cross-functional regulatory reporting efforts impacting the Bank's Controller's, Risk, IT (Information Technology) and line of business groups. Producing production work papers, conducting analysis of financial results to ensure work papers are in line with business expectations and coordinating requests for information from data providers and lines of business. Recommending procedural changes and process improvement opportunities to streamline the Bank's regulatory reporting processes, anticipating problems and enhancing the accuracy, completeness and timeliness of the reporting process, and providing status updates to the Regulatory Reporting Manager and Director.
Performing project management and financial data analysis including data quality validation, issue identification, escalation and resolution, and reconciliation of regulatory reporting. Responsible for execution on selected process enhancements and remediation of management-identified issues. Completing ad hoc regulatory reporting FRB inquiries and projects, as requested, including participating in the regulatory reporting automation project.
Union Bank, N.A.