Regulatory Compliance Specialist II

Midsouth Bank Mesquite , TX 75149

Posted 2 weeks ago


The Regulatory Compliance Specialist ("RCS") 2 will serve as an integral part of MidSouth Bank's Compliance Department and overall Risk Department. With the support of the Regulatory Compliance Supervisor, this team member will complete various duties in conjunction with or independent of other Compliance personnel in relation to the duties listed below.


The primary responsibility of the Regulatory Compliance Specialist 2 is to provide support to the Regulatory Compliance Supervisor by performing and managing the following duties:

  • Reviews Bank policies, procedures and practices to ensure compliance with laws and regulations

  • Monitors changes to federal and state banking laws and regulations affecting the management, operations and product offerings of the bank

  • Maintains the Bank's inventory of applicable laws and regulations

  • Coordinates with operating departments to ensure adherence to laws and regulations relating to new or revised products and services offerings

  • Coordinates and supports the Bank's compliance-related programs such as compliance monitoring and testing, compliance training and compliance risk assessments

  • Provides support to other business units, as needed

  • Performs periodic compliance reviews and prepares reports of findings

  • Investigates, resolves and responds to complaints

  • Other duties may be assigned


To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The qualifications listed below are representative of the knowledge, skills, and/or abilities required.

  • Bachelor's degree (B.A.) or equivalent combination of experience and training

  • 2-4 years of experience related to regulatory compliance

  • Familiarity with conducting risk assessments

  • Ability to manage small teams

  • Comprehensive knowledge of applicable banking laws and regulations

  • Strong reporting and analytical skills

  • Self-Starter with strong work ethic

  • Ability to read and understand manuals, instructions and correspondence

  • Provide consistent quality customer service to both internal and external customers that meet or exceeds MidSouth Bank's standards

  • Excellent verbal and written communication and organizational skills

  • Knowledge of Word Processing software; Spreadsheet software and Database software

Physical Demands:

The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

While performing the duties of this job, the employee is regularly required to stand. The employee frequently is required to walk; use hands to finger, handle, or feel; and reach with hands and arms. The employee is occasionally required to sit and talk or hear. The employee must frequently lift and/or move up to 30 pounds. Specific vision abilities required by this job include close vision, and distance vision.

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Regulatory Compliance Specialist II

Midsouth Bank