Registered Client Associate - Aspen, CO

Bank Of America Corporation Aspen , CO 81612

Posted 3 weeks ago

Job Description:

Business Overview

Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Lynch wealth management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance.

Merrill Lynch's financial advisors help clients pursue the life they envision through a one-on-one relationship with an advisor committed to their needs. We believe trust comes from transparency. Our trusted financial advisors are equipped with access to the investment insights of Merrill Lynch coupled with the banking convenience of Bank of America.

The Client Associate (CA) role is a sales support position, typically providing dedicated operational and sales support to multiple Financial Advisors (FA's). Incumbents may also on a regular basis support office initiatives, in addition to the businesses of particular FA's. For established clients, the CA will often serve as the most frequent point of contact with Merrill Lynch. Fully registered CA (Series 7, 63, 65, & 66). Fully paid or partially paid by the FA.


  • Undergraduate degree preferred

  • Minimum of 1+ years professional or relevant internship experience required

  • Series 7 & 63/65 or 66 registration strongly preferred; if hired without licenses, depending on the needs of the business, you may be required to obtain registrations

  • Knowledge of investment and banking products, policies & procedures is required

  • Strong client service & technical skills (MS Word & Excel)

  • Strong communication, time management and organizational skills are required

Please be advised that under current company policy, Merrill Lynch does not sponsor a visa petition or other work authorization, nor will the company provide relocation assistance, for this position.

NOTE: In addition to any of the Client Associate roles (Registered, Partially Registered or Non-Registered), this position may be hired into any of the Private Wealth Associate roles (Registered, Partially Registered or Non-Registered).

Posting Date: 03/29/2019

Location: Aspen, CO, 449 E HOPKINS AVE (CO9449), - United States

Travel: No

Full / Part-time: Full time

Hours Per Week: 37.5

Shift: 1st shift

icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Retail Associate Aspen Highlands Summer 2019

Aspen Skiing Company, L.L.C.

Posted 1 week ago

VIEW JOBS 4/12/2019 12:00:00 AM 2019-07-11T00:00 The Retail Associate will assist customers and ensure they have a fun and memorable shopping experience by providing them with product knowledge, options, and accessories. It is the Retail Associate's responsibility to provide exceptional customer service and make a life-long customer, not just a sale. Essential Job Functions * Greets customers promptly and determines needs quickly * Develops solutions for customers by listening to their needs and recommending the appropriate products. Builds customer confidence and helps make selections; offering suggestions and recommendations for summer and general sports merchandise * Possesses detailed knowledge of product benefits and features * Demonstrates product uses and operation and provides details about merchandise specifications, maintenance, care, delivery, and warranties * Answers questions about merchandise, the store, Aspen Skiing Company products and services and the resort * Keeps clientele informed by notifying them of sales and future merchandise of potential interest * Documents sale by creating or updating customer profile records * Utilizes the company's POS system to process discounts and payments, administer exchanges and returns, provide change and receipts * Wraps or bags merchandise for customers * Obtains merchandise requested by customer or receives merchandise selected by customer * Counts and balances tills * Maintains a clean work environment through folding merchandise on the retail floor and stockrooms. Cleans dressing rooms of hangers and tags, and puts merchandise back in proper place after each use of the dressing room * Collaborates with other team members to keep the sales floor area clean and organized at all times * Cleans shelves, counters, fixtures or tables * Stocks shelves, counters, fixtures or tables with merchandise * Assists in maintaining the back stock room * Helps with opening and closing cleaning duties * Identifies and monitors security issues and notifies management. Helps prevent loss and theft of cash and inventory * Other duties and responsibilities as assigned Competencies To perform the job successfully, an individual should demonstrate the following competencies: * Customer Service - Manages difficult or emotional customer situations; Responds promptly to customer needs; Solicits customer feedback to improve service; Responds to requests for service and assistance. * Oral Communication - Speaks clearly and persuasively in positive or negative situations; Listens and gets clarification; Responds well to questions. * Team Work - Balances team and individual responsibilities; Exhibits objectivity and openness to others' views; Gives and welcomes feedback; Contributes to building a positive team spirit; Puts success of team above own interests; Supports everyone's efforts to succeed; Recognizes accomplishments of other team members. * Attendance/Punctuality - Is consistently at work and on time. * Dependability - Follows instructions, responds to management direction; Takes responsibility for own actions; Keeps commitments. Qualifications * Knowledge of United States currency required * Computer proficiency required * Written and speaking fluency in English required * High School diploma or equivalent preferred, but not required * Previous customer service or retail sales experience preferred, but not required * Bi-lingual language skills (Spanish, Portuguese, French or others) preferred Work Environment The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is occasionally exposed to toxic or caustic chemicals. The noise level in the work environment is usually moderate. Physical Demands The employee must regularly lift and /or move up to 10 pounds and occasionally lift and/or move up to 50 pounds. Specific vision abilities required by this job include Close vision, Depth perception and Ability to adjust focus.While performing the duties of this Job, the employee is regularly required to stand; use hands to finger, handle, or feel and talk or hear. The employee is frequently required to walk and reach with hands and arms. The employee is occasionally required to sit; climb or balance and stoop, kneel, crouch, or crawl. A physical assessment (Work Ready) is required for certain positions. Skiing or Snowboarding is required for certain positions. Aspen Skiing Company, L.L.C. Aspen CO

Registered Client Associate - Aspen, CO

Bank Of America Corporation