Professional Practices Lead

Responsibilities include, but are not limited to:

• Manages all aspects of Professional Quality Assurance Reviews in the audit process.

• Provides guidance, training, and support to other team members in the completion of audit procedures included in the audit programs and the planning documents.

• Facilitates the annual and ongoing Risk Assessment process for the department and the annual audit plan process.

• Makes suggestions for department wide improvement efforts in efficiency and productivity leveraging knowledge, audit management software, risk assessments and audit plan metrics.

• Evaluates auditor performance and counsel auditors to strengthen their knowledge, skills and development.

• Coordinates with regulators and external auditors, addressing requests and needs, e.g., laptops, access etc. Including confirmation support when required.

• Manages data analytics and provides robust reporting to senior management.

• Builds strong working relationships and collaborates with stakeholders l and audit team members.

Other Responsibilities:

• Comply with all regulations pertaining to BSA, USA PATRIOT ACT, and OFAC. Complete annual BSA training. Report suspicions of criminal activity, or any attempt to avoid BSA reporting requirements on the part of customers or employees, to the AML/BSA Compliance Department. For supervisory positions, ensure BSA training requirements are completed by staff.

• Perform other duties as deemed necessary by supervisor.

• Pursue professional development opportunities.