Sorry, this job is no longer accepting applications. See below for more jobs that match what you’re looking for!

Portfolio Management Associate (Pma)

Expired Job

Kayne Anderson Rudnick Los Angeles , CA 90001

Posted 7 months ago

Job Description

The Portfolio Management Associate (PMA) is primarily responsible for ensuring that each account is invested according to the proper strategy model and within the guidelines and/or investment policy statements submitted by the client. The PMA coordinates the implementation of model changes based on PM instructions which includes generating pre-trade compliant trade tickets for the trading desk.


Implementing strategy models across assigned base of accounts; re-balancing portfolios within compliance of restrictions, guidelines, or investment policy statements; maintaining trading models based on portfolio manager instructions; reviewing compliance reports, including for 1940 Act mutual fund accounts

New account trading and IPS review for institutional accounts

Supporting portfolio managers and communicating updates related to implementation of trade programs

Communicate model changes for Model-Only relationships and monitor variances

Distributing trading program notification

Monitoring of account reports on a daily basis for drift

Providing analysis and data for RFP's

Supporting Wealth Advisory department

Providing client service to outside constituents such as clients, consultants, brokers; some general administrative duties


Other duties as assigned


Undergraduate degree.

  • Minimum three to five years of experience in a similar capacity at a buy-side investment management firm or registered investment advisor
  • Experience with asset allocation concepts
  • Knowledge of financial markets and instruments, i.e., sectors, industries, stocks, bonds, mutual funds. Understanding of tax implications a plus
  • NASD Licenses a plus, i.e. Series 7
  • Commitment to and demonstrated history of productive and quality work
  • Proficiency in use of portfolio accounting systems, order management systems, CRMs, Excel, Word, and database software
  • Experience working with performance returns
  • Positive attitude


  • Comfortable interacting with all levels and departments within the firm
  • Teamwork ability to collaborate in a professional and constructive manner
  • Strong problem solving skills; ability to solve problems with disparate and sometimes, incomplete, information
  • Good time management and multi-tasking abilities
  • Excellent written and verbal communications skills
  • Ability to work independently with limited supervision and in high pressure environments
  • Detail oriented with a commitment to excellence
  • Proactive and innovative


  • Sit for prolonged periods
  • Lift up to 25 pounds


  • Excellent opportunity to work in the portfolio management industry and in a company with a great culture
  • Competitive salary DOE
  • Health & Dental Insurance
  • 401k plan
  • Lunch provided daily

Company Description

Kayne Anderson Rudnick is an investment advisory firm founded in 1984 to manage capital for its founders, including John Anderson (member of the Forbes 400 and benefactor of UCLA's Anderson School of Management). With offices in Los Angeles, San Francisco, Newport Beach, Seattle, Salt Lake City, Scottsdale, Denver and Boston, KAR has over $18.9 Billion in assets under management, focused on institutional, broker-dealer and high-net-worth clients.
See if you are a match!

See how well your resume matches up to this job - upload your resume now.

Find your dream job anywhere
with the LiveCareer app.
Download the
LiveCareer app and find
your dream job anywhere

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Portfolio Management Associate

Morgan Stanley

Posted 7 days ago

VIEW JOBS 11/8/2018 12:00:00 AM 2019-02-06T00:00 POSITION SUMMARY: The Portfolio Management Associate works with a Portfolio Manager(s) with at least $100 million PM/GPMor CP assets or more than 150 PM/GPM accounts with PM/GPM assets greater than $50 million to carry out the job responsibilities outlined below. DUTIES and RESPONSIBILITIES: * Regularly meets with clients to discuss investment strategy options and perform market reviews withor on behalf of the Financial Advisor * Manages clients' estate, trust, retirement and insurance objectives with the Financial Advisor * Develops marketing and seminar material and helps distribute targeted presentations to clients on behalf of the Financial Advisor * Screens new client prospects that are developed through leads and referrals to determine suitability for addition to group * Makes asset allocation recommendations to the group and sets up the portfolio in conjunction with the Financial Advisor * Critically examines current holdings to evaluate if portfolio action is warranted * Proactively evaluates and upgrades platforms for the Portfolio Management Group and maintains all hardware; implements decisions by using MATES or CP trading Platform or other Firm's online technologies to input trades * Determines scope of and performs necessary database and internet research and screening and produces monthly or quarterly reports using proprietary software * Attends research meetings * Complies with all industry rules and regulations and Firm policies EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS: Education and/or Experience * Minimum of 5 years of post-high school education and/or work experience in a field relevant to the position required * Four-year college degree or professional certification preferred * Active Series 7, 63 and 65 or Series 7 and 66 * Additional product licenses may be required Knowledge/Skills * Proficient in applicable software applications * Financial industry and product knowledge * Successful completion of Portfolio Management Coursework and CFA (Chartered Financial Analyst) designation * Ability to interact and communicate effectively with colleagues and clients * Excellent written and verbal communication skills REPORTS TO: * Business Service Manager with potential dual-report to a Group Director Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V Morgan Stanley Los Angeles CA

Portfolio Management Associate (Pma)

Expired Job

Kayne Anderson Rudnick