IT Sox Audit Manager

Lending Club San Francisco , CA 94118

Posted 3 weeks ago

Current Employees/Contractors of Lending Club: Please apply via your internal Workday AccountLendingClub (NYSE: LC) was founded in 2007 under the belief that a technology and data-driven marketplace can improve the way people access and invest in credit, creating value for both sides. Since then, we've helped millions of Americans take control of their debt, pursue their dreams, and invest in their future all in a fair, transparent, and affordable way. Today we're the world's largest online credit marketplace, facilitating billions of dollars in loans annually, and we're leading the governance of a new industry by developing ethical, responsible ways to bring greater value and better opportunities to our members. Everyone deserves a better financial future and our team is committed to making that a reality.

About the Role

LendingClub is seeking an IT SOX Audit Manager who is a motivated self-starter, who thrives working in a fast-paced environment, and who easily adapts to change. The IT SOX Audit Manager is a member of the Internal Audit team and is responsible for partnering with the SOX Program Director to help with the coordination of the SOX Program by working with process owners, co-sourced providers, and external auditors to ensure SOX 404 objectives, deliverables, and timelines are met.

What You'll Do

  • Support the Director in performing annual scoping and risk assessment, and determine overall timeline, testing schedules and deliverables.

  • Evaluate changes to IT/business processes, risks, controls and systems that have a direct impact to the financial statements and related disclosures.

  • Help oversee updates to all Section 404 documentation, as required, including COSO framework mapping, process and control flowcharts, risk and controls matrix, and testing approach.

  • Supervise co-sourced providers and review work product to ensure that standards of quality are maintained and to evaluate and conclude on control assessments.

  • Independently perform data gathering, walkthroughs, flowchart updates, testing and remediation of IT controls and submit high-quality workpapers.

  • Provide subject matter expertise to conclude on control design adequacy and operating effectiveness.

  • Assist in SOC-1 report reviews and mapping of user control considerations / end user controls.

  • Research and assess the impact of potential issues and recommend mitigation strategies.

  • Evaluate control deficiencies in accordance with the framework for evaluating control exceptions.

  • Coordinate and track control testing progress, control gaps, and remediation efforts.

  • Identify opportunities to optimize controls design or testing to drive efficiencies and increase external audit reliance on our controls.

  • Create status updates to senior management, external audit and for use in Audit Committee reporting.

  • Anticipate and manage obstacles and formulate effective solutions.

  • Commit to continuous skills and knowledge development regarding industry trends, emerging risks and internal audit tools and techniques.

  • Build, develop and maintain strong working relationships with business and technology partners.

  • Strive to build institutional knowledge of specific products, systems and processes to become a subject matter resource.

  • Support the performance of internal audits and ad-hoc projects, as needed.

  • Act as a trusted advisor.

About You

  • BA/BS in Computer Science, Management Information Systems, Accounting or Finance.

  • 6+ years of experience in Public Accounting, Internal Auditing, SOX and/or IT-related areas (with 2+ years in a supervisory role) or similar experience.

  • Experience in leading the execution of an end-to-end SOX IT program. Should have strong project management experience in IT audit or IT controls. Experience in designing and implementing internal controls, including elements of IPE and IUC, preferred.

  • Ability to define deliverables; draft budgets and project plans and align consulting resources to assignments.

  • Solid understanding of risks and controls for both Information Technology and Business Processes, including ITGCs, ITACs and business process controls.

  • Strong knowledge of PCAOB and SOX standards, US GAAP and COSO guidelines.

  • Detailed-oriented with ability to work on multiple assignments simultaneously and prioritize accordingly.

  • Team-oriented with excellent analytical, verbal and written communication, exceptional interpersonal and relationship building skills.

  • Comfortable collaborating with business stakeholders and identifying and addressing business needs through building solid working relationships.

  • Demonstrate a balance of audit skills with common-sense and the ability to sufficiently explain or negotiate with business partners and external auditors.

  • Professional certification(s), such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Security Manager (CISM), CPA, CFA, CIA and/or PMP are preferred.

  • Big 4 Accounting Firm experience, including internal controls assessments and financial statement audits, is preferred.

  • Prefer banking and/or financial services experience, primarily focused in IT SOX or internal audit.

  • Experience with BWise tool is a plus.

LendingClub is an equal opportunity employer and dedicated to diversity and inclusion in the workplace. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender identity, sexual orientation, age, marital status, pregnancy status, veteran status, or disability status. We believe that a variety of perspectives will make our teams and business stronger as we work together to transform the traditional banking system.


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IT Sox Audit Manager

Lending Club