Investment Specialist, Trpg

At TRPG, an affiliate of Cetera Financial Group, Inc., through which employment and related benefits for this position are offered, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. We offer diverse business opportunities that are constantly evolving, providing meaningful prospects for growth to everyone. If you are proactive, adaptable to change, and thrive in a fast-paced and dynamic environment, the possibilities for advancement and success are limitless TRPG is currently seeking to add an Investment Associate position to our team located in Leawood, KS.

What you will do:

• Responsible for placing trades, raising cash for distribution requests and implementation of the intended investment strategy.

• Review accounts on a weekly basis for opportunities to tax harvest, rebalance, allocate cash and replenish cash.

• Utilize trading platforms and software to execute orders efficiently.

• Manage and optimize trading portfolios while adhering to risk and compliance guidelines.

• Stay informed about industry trends, regulations, and developments that may impact the trading environment.

• Act swiftly and decisively in response to changing market conditions or portfolio changes.

• Work with Investment Manager to evaluate changes in process or systems to increase efficiency and impact to the company.

• Communicate with company's wealth managers and client service staff regarding trade-related activity.

What you need to have:

• Bachelor's degree in finance, economics, mathematics, or a related field and/or equivalent experience

• Hold an active Series 65 license

• Basic understanding of risk management principles and compliance regulations.

Compensation:

The base annual salary range for this role is $55,000 - $70,000 plus a competitive performance-based bonus. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.

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About Cetera Financial Group and TRPG:

The Retirement Planning Group (TRPG) is an SEC registered investment advisory firm headquartered in Leawood, KS. With over 2,000 clients and $2 billion in assets under management as of 05/15/2024, we are one of the fastest growing companies in the Kansas City area. We help clients and their families navigate every financial decision they face throughout their lives, providing comprehensive financial planning and tax services along with education and guidance on Medicare, Social Security, long-term care insurance, travel and more. The Retirement Planning Group is a wholly owned subsidiary of Cetera Holdings, employment and benefits are therefore offered through Cetera Financial Group, an affiliate of Cetera Holdings.

Cetera Financial Group ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.

The Retirement Planning Group and Cetera Financial Group are committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment, including those relating to hiring, promotion, transfers, benefits, compensation, and placement, will be made without regard to race, color, ancestry, national origin, citizenship, age, physical and/or mental disability, medical condition, pregnancy, genetic characteristics, religion, religious dress and/or grooming, gender, gender identity, gender expression, sexual orientation, marital status, U.S. military status, political affiliation, or any other class protected by state and/or federal law.

Agencies please note: this recruitment assignment is being managed directly by Cetera's Talent Acquisition team. We will reach out to our preferred agency partners in the rare instance we require additional talent options. Your respect for this process is appreciated.

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