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Global Head Of Financial Intelligence Unit, Vice President

Expired Job

State Street Global Advisors Quincy , MA 02170

Posted 3 months ago

Global Head of Financial Intelligence Unit, Vice President

This role, reporting to AML and Sanctions Chief Operating Officer is responsible for leading the Financial Intelligence Unit ("FIU") within State Street's AML Compliance function. The role entails the end-to-end design, implementation and management of State Street's suspicious activity detection, investigation and reporting processes.

Key responsibilities include:

  • Leading the design, implementation and management of the process for analyzing the specific money laundering typologies which may be relevant to State Street's businesses and which require automated or manual transaction monitoring. This analysis must take into account industry best practices and guidance from regulatory agencies in North America, Europe and Asia as well as international or industry bodies such as the Financial Action Task Force, Basel Committee on Banking Supervision, The Wolfsberg Group, and the Securities Industry and Financial Markets Association;

  • Driving the design, implementation and management of State Street's enterprise-wide suspicious activity monitoring program, including State Street's automated transaction monitoring platforms, to meet all applicable regulatory requirements and expectations. This involves coordination of a multi-year innovation and technology strategy that covers customers, products and transactions offered in 100 markets around the world, including $33 trillion in assets under custody and $2.7 trillion in assets under management. The technology roadmap must consider leading edge technology strategies including robotics, machine learning and artificial intelligence;

  • Overseeing the FIU's suspicious activity investigation and reporting processes, and ensuring the FIU has the sufficient staffing, expertise, and analytic tools proactively to conduct timely investigations related to suspected money laundering, terrorism finance or other related financial crimes. Employees are located in multiple locations globally, including USA, United Kingdom, Poland, India, and Hong Kong;

  • Engaging, as appropriate and permitted by law, with law enforcement and other financial institutions (e.g., information sharing pursuant to section 314(b) of the U.S. Patriot Act);

  • Collaborating with other elements of State Street's AML Compliance program as required, including the policy, risk assessment and KYC processes;

  • Reporting to various State Street forums on the status of the enterprise-wide suspicious activity monitoring program, including the Anti-Money Laundering Oversight Committee.

Key requirements for this role include:

  • 15+ years related experience

  • Proven leader of large global teams, inclusive of talent identification, development and retention in an environment of strong collaboration

  • Track record of AML technology innovation, including design and implementation of enterprise wide transaction monitoring technology in large and complex global financial institutions;

  • Demonstrated understanding of systems development life cycle and project management, including the documentation of business requirements, overseeing technology development, conducting systems testing and making "go-no-go" systems implementation decisions

  • Strong knowledge and experience of global BSA / AML regulations, related compliance requirements and regulatory expectations including Suspicious Activity Report requirements or equivalent around the world;

  • Sector knowledge involving private and alternative investment funds, mutual funds, registered investment funds and other securities related industries, including associated regulators and self-regulatory agencies such as the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA);

  • Experience dealing with financial regulators and law enforcement and ability to communicate clearly and effectively with such persons in the US, United Kingdom, European Union and Asia Pacific jurisdictions;

  • Strong abilities in analytical thinking, problem solving, research, time management, and verbal and written communication;

  • Graduate degree preferred;

  • Capable of producing high quality and/or final work product and solutions under strict regulatory or management deadlines;

  • Ability to take ownership and initiative, to negotiate, influence and build consensus and successfully navigate within a demanding and international environment of a leading global financial institution;

  • Desire to actively participate in industry events and assist with the development of articles and white papers

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Global Head Of Financial Intelligence Unit, Vice President

Expired Job

State Street Global Advisors