Global Financial Crimes Compliance Testing & Issues Management Operations, Associate

Union Bank, N.A. New York , NY 10007

Posted 2 weeks ago


Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018) with total assets of over $2.9 trillion (106.2 (JPY) as of March 30, 2018) and 150,000 colleagues in more than 50 countries. In the U.S., we're 13,000 strong, working together to positively impact every customer, organization, and community we serve. We achieve this by delivering on our values, putting people first, fostering long-term relationships built on honesty and mutual understanding, and inspiring the best in each other. This is all part of our inclusive, high-performing culture supported by Total Rewards that include our cash balance pension plan. Join a team that's working to fulfill its vision to be the world's most trusted financial group.

Job Summary:

Responsible for supporting the Head of Operations for the Global Financial Crimes Testing and Issues Management teams in driving program development, planning, coordination, and reporting efforts globally.

Major Responsibilities:

  • Assist in development, coordination, production, and delivery of reporting packages detailing program or project status or operational activities for senior management, committees, and other oversight bodies, as necessary

  • Assist in program development activities, including the management of plan execution and delivery of status reporting on the activities of the Global Financial Crimes Testing and Issues Management programs

  • Assist in ensuring effective governance as well as open and regular communications between global and regional teams. Participate in agenda development process

  • Assist in annual strategic planning and the subsequent management of program enhancement plans in addition to oversight of the planning, execution and management of team offsite meetings and working sessions

  • Assist in ongoing monitoring and reporting of the team budgets & key sub-budgets

  • Assist in managing, navigating and executing business as usual operational activity, including coordinating/resolving inter and intra departmental requests


  • At least 3 years of experience within a global bank, consulting firm or regulatory agency

  • Experience in program management activities, such as planning, status reporting, and budgeting

  • Project management and coordination experience

  • Knowledge of financial crimes compliance laws and regulations.

  • Excellent judgment and analytical skills

  • Strong written and verbal communication skills

  • Ability to deliver high-quality work products in a timely manner.

  • BA/BS Degree required; JD,CPA, and/or CAMS a plus

  • Some travel may be required, domestic and international

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity / Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.

A conviction is not an absolute bar to employment. Factors such as the age of the offense, evidence of rehabilitation, seriousness of violation, and job relatedness are considered in all employment decisions. Additionally, it's the bank's policy to only inquire into a candidate's criminal history after an offer has been made. Federal law prohibits banks from employing individuals who have been convicted of, or received a pretrial diversion for, certain offenses.

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Global Financial Crimes Compliance Testing & Issues Management Operations, Associate

Union Bank, N.A.