This role will assist with and\or prepare financial statements, board of directors/trustees meeting materials, expense payments and accruals, compliance testing and review of performance data for larger fund, limited service clients as assigned.
Prepare and process regular expense payments. Obtain necessary authorization and distribute to appropriate parties for payment and recording
Update asset-based and other expense accrual worksheets
Prepare 1099-reportable information for review
Assist in preparation of accurate quarterly, semi-annual, and annual financial reports
Prepare first drafts of 40-17G (fidelity bond), N-PX (proxy) and 24f-2 (sales) filings
Assist in updating financial information for prospectus updates
Run or gather data/reports as requested by auditors.
Assist in the calculation of periodic and annual dividend and capital gain distribution by updating estimate and distribution worksheets.
Update regular board reports with appropriate data
Assist with the assembling and distribution of material
Assemble monthly/quarterly SEC, Fund, and IRS compliance tests
Review system daily compliance testing for clients utilizing that service
Compare system generated performance data to Morningstar calculations and identify differences that need to be further researched to identify the issue
Update tender offer and other reports for clients, as requested.
Review Investment Company Institute (ICI) primary layout prepared by the Tax Department
Umb Financial Corporation