Financial Services Risk Management Advisor, FSRM (Regulatory Compliance/Consumer)
Provide clients with strategic recommendations to identify, measure and manage regulatory compliance issues. Help clients to meet their regulatory and compliance obligations by assisting with the design of effective, flexible, and robust compliance programs to address unique business, regulatory, risk tolerance, technology and operational model requirements.
Perform services to financial services organizations that address bank holding company inspection requirements, bank supervisory standards, retail bank compliance, and bank regulatory reporting requirements. Coordinate the delivery of a broad array of risk management and regulatory compliance services. Focus on delivering services in compliance program assessment, design, and implementation; development of compliance policies and procedures; compliance program testing; regulatory inquiry assistance; and regulatory examination readiness.
Manage and motivate teams of professionals with diverse skills and backgrounds. Consistently deliver quality client services by monitoring progress. Demonstrate in-depth technical capabilities and professional knowledge.
Maintain long-term client relationships and networks. Cultivate business development opportunities.
Full time employment, Monday
Friday, 40 hours per week, 8:30 am
Must have a Bachelor's degree in Business, Accounting, Finance, Law, or a related field and 5 years of progressive, post-baccalaureate work experience. Alternatively, will accept a Master's degree in Business, Accounting, Finance, Law or a related field and 4 years of work experience.
Must have 4 years of compliance/regulatory experience in a financial institution, consulting company, law firm, and/or government agency.
Must have 4 years of experience advising on Consumer Compliance and/or Enterprise Compliance.
Must have 3 years of experience working with a financial services firm in the area of regulatory compliance, or 3 years of experience working with a US regulatory agency such as SEC, FED, OCC, FDIC, CFBP or CFTC.
Must have 4 years of experience with consumer banking or similar compliance practices.
Must have 4 years of experience assessing and decomposing financial services industry processes utilizing a risk and control focus.
Requires travel up to 75%, of which 25% may be international, to serve client needs.
Employer will accept any suitable combination of education, training or experience.
TO APPLY: Please apply on-line at ey.com/en_us/careers, and click on "Find jobs" (Job Number
EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, age, sex, sexual orientation, gender identity/expression, national origin, protected veteran status, disability status, or any other legally protected basis, in accordance with applicable law.
This particular position at Ernst & Young in the United States requires the qualified candidate to be a "United States worker" as defined by the U.S. Department of Labor regulations at 20 CFR 656.3.
You can review this definition at https://www.gpo.gov/fdsys/pkg/CFR-2011-title20-vol3/pdf/CFR-2011-title20-vol3-sec656-3.pdf at the bottom of page 750. Please feel free to apply to other positions that do not require you to be a "U.S. worker".
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