Wealth Enhancement Group Acquisition Madison , WI 53706
Posted 4 weeks ago
About Wealth Enhancement Group
Wealth Enhancement Group is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 55,000 households from our over 100 offices - and growing - nationwide.
Since 1997, Wealth Enhancement Group has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For more information, please visit www.wealthenhancement.com.
About Wealth Enhancement Group
Wealth Enhancement Group is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 55,000 households from our over 100 offices - and growing - nationwide.
Since 1997, Wealth Enhancement Group has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For more information, please visit www.wealthenhancement.com.
Our Madison, WI office is looking for a Financial Planner. This individual will provide support to the Financial Advisors and their clients with the development of comprehensive financial plans and analyses. In addition, the Financial Planner will serve as a resource to their peers and Advisors to help support technical planning questions and may participate in training and mentoring new team members. (This role has availability for hybrid work schedule with right candidate.)
The salary target for this role is $58,000.00 - 68,000.00. This position is eligible for a team bonus.
We select our initial compensation target using national compensation survey data. When we make an offer, we then factor in things like tenure, performance, and geographic location to come up with the most accurate numbers. We encourage you to apply and provide us with your compensation expectations when you do. We're big on open conversations, so, let's have one.
Primary Job Functions
Organize the client's financial documentation
Create and deliver customized financial plans
Develop Profile, Strategy & Comprehensive plans using planning software
Provide summary of client's personal info, financial position, asset allocation and analyze investments
Coordinate requests to Investment and/or Insurance Department
Gather additional documents from clients as needed
Discuss findings and coordinate recommendations with Financial Advisor
Review clients' employer benefits plans, income tax returns, SS benefits, pension benefits, insurances, beneficiary information & estate plan
Review and summarize wills, power of attorney and other legal documents
Create reports/analyses from Morningstar, BRT (Kettley), etc.
Incorporate analyses and recommendations into plan
Gather final illustration for insurance products
Verify suitability and quality of plans before client meeting
Submit Roundtable cases
Finalize plan for delivery
Records notes in CRM and planning file regarding client communication, and planning actions
Create Client Reviews
Schedule reviews
Prepare reviews and maintain accurate account, beneficiary information & RMD tracking
Provide recommendations on investment objective
Submit reviews to FA or AFA for a final review
Post review-tasks; update account information, follow-up on paperwork, and record notes in CRM
Provide Financial Advisor with technical planning and client support
Provides the Financial Advisor with technical planning and research support
Participates in client meetings as requested
Industry | Product | Company Knowledge
Participate in Roundtables
Respond to questions
Contribute to problem solving
Provide training to new Financial Planners
Continued learning
EDUCATION/QUALIFICATIONS
Bachelor's degree in finance, business, accounting preferred
3+ years' experience in all areas of comprehensive financial planning
CFP or CPA desirable
Securities licenses FINRA 65; or ability to obtain.
Understanding of the investment platform
Proficiency using financial planning software
Solid communication skills (verbal & written)
Proofreading
Ability to organize and prioritize multiple projects
Analytical skills
Able to work well with all levels of employees
High ethical standards
Proficiency with MS Office
IND123
#LI-Hybrid
#LI-NR1
Comprehensive Benefits Offerings
Our benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony. You may participate in the following benefits & development opportunities:
Training and professional development
Medical and dental coverage
401k - with match and profit sharing
Health care spending and savings accounts
Dependent care spending account
Vision coverage
Wellness programs and resources
Life insurance - employer paid
Short-term and long-term disability - employer paid
Paid Time Off
10 paid holidays each year
Paid parental leave
Tuition reimbursement
Should you need reasonable accommodation when completing the application form or during the selection process, contact the Human Resources Department at 763-417-1700
Information provided on this application will be kept confidential and only be shared with those involved in the selection process.
Equal Opportunity Employer, including disabled and veterans. This organization participates in E-Verify.
Click the following link to view Federal and E-Verify posters: Link
OSHA Requirements: This position requires the ability to stand or sit for long periods of time, file documents in high or low cabinets, to use the telephone and to use the computer systems.
Wealth Enhancement Group Acquisition