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Financial Crimes Compliance Tester

Expired Job

US Bank Charlotte , NC 28201

Posted 2 months ago

Payment Services Compliance Risk Office (CRO) Team is seeking a Financial Crimes Compliance Tester for its First Line of Defense (FLOD) Financial Crimes Testing program. The position responsibilities include:

  • Performing a variety of functions related to testing AML/BSA/OFAC

Sanctions requirements for assigned business lines.

  • Conducting quality assurance test analyses related to AML, OFAC

Sanctions, CIP and CDD information gathered during onboarding and

changes to existing accounts and providing test results to business line

partners and internal test managers.

  • Employing the SAS Enterprise Guide to use SQL coding to assist in

completing test requirements.

  • The execution of monthly (or as assigned) operational tasks that ensuring

quality standards are met throughout the process of onboarding or changes

to existing customers.

Basic Qualifications

  • Bachelor's degree, or equivalent work experience

  • Two to three years of experience in an applicable risk management


Preferred Skills/Experience

  • Thorough knowledge of applicable laws, regulations, financial services, and

regulatory trends that impact their assigned line of business

  • Thorough understanding of the business line's operations, products/services,

systems, and associated risks/controls

  • Thorough knowledge of Risk/Compliance/Audit competencies

  • Must possess business acumen and credibility to help business line(s)

proactively identify and address changing workforce needs

  • Excellent presentation, interpersonal, written and verbal communication; and

analtyical skills

  • Strong critical thinking, process facilitation, project management, and

analytical skills

  • Proficient computer navigation skills using a variety of software packages,

including Microsoft Office applications and word processing, spreadsheets,

databases, and presentations. Experience using SAS Enterprise Guide and

pivot tables is preferred.

  • Professional certifications, such as CAMS (or equivalent), Certified Fraud

Investigator (CFI), or Certified Financial Crimes Investigator (CFCI) is a plus.

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Financial Crimes Compliance Tester

Expired Job

US Bank