Director, Technology Regulatory Risk & Governance

TD Bank Group Wilmington , NC 28412

Posted 6 months ago

Job Requirements

Must be eligible for employment under regulatory standards applicable to the position.

Key Leadership Behaviors

  • People / Team development attract/develop the talent necessary to win

  • Enhance clarity of role accountabilities, individual and shared build IT brand

  • Support speed, simplicity, agility in decision making and action

  • Conflict resolution, building partnerships and perseverance under pressure/crisis

Parameters for Success

Key Metrics

  • Key performance indicators & compliance metrics

  • Key Risk Indicators

  • Employee engagement and retention (Retention metrics, Pulse survey)

  • Resource planning metrics

Financial targets

  • Ongoing Cost management

  • Expense reduction

Job Description

Individual Accountabilities

  • Own the Technology Policies, IT Risk and Controls Standards

  • Own Technology Risk Metrics, reporting and risk position conclusions for all technology risks to senior leadership, including CIO level operational risk reporting and executive committee risk reporting.

  • Own the Technology Regulatory Change Management Program.

  • Manage technology regulatory examinations and requests for information for technology and cyber (coordination, data collection, status reporting)

  • Ownership and execution of the issues, audit and regulatory governance and oversight structure to report on results of segment regulatory and audit activities

  • Ownership and execution of a governance and oversight structure to report on the results of technology segment ORM programs

  • Responsible for executing technology and cyber risk management activities which include enterprise RCSA, enterprise policy compliance program, Basel AMA, asset/process risk assessments, top and emerging risks

  • Responsible for executing Enterprise Protect technology control activities

  • Drive transformational change & a culture of innovation & agility within TD's security capabilities and broader technology defence-in-depth strategies

  • Provide thought leadership with regards to technology risk and Cyber trends and their impact on the Enterprise and line of business

  • Consistently deliver on productivity and service targets

  • Provide executive risk dimension and positioning for CIO and Operating Level (SET) committees as well as other corporate governance

Key Shared Accountabilities

  • Meet LoB regulatory and risk expectations in partnership with Risk, COLA and Regulatory organizations

  • Support regulatory, audit, risk oversight with key collaborative leadership from Audit, Compliance, Regulatory Affairs and segment CIOs.

  • Represent TD TS externally with Regulators worldwide in conjunction with segment CIO, risk and findings oversight teams.

Decision Authorities


  • Key performance & key risk indicators of key technology risk and security controls

  • IT resource/HC plan

  • L5 and below placements and moves

  • Technology Risk Management Policy, Framework, Taxonomy and Risk Services Operating model


  • Enterprise wide transparency of technology regulatory, audit and risk landscape

  • Controls and Risk Mgmt. implementation

  • Enterprise IT operating model

  • Relevant strategies of Segment IT & business functions

  • Segment Architecture and IT Roadmap

  • Enterprise IT Resource/HC plan for segment


  • TSET members, ORM, Regulatory Risk, Compliance, Internal Audit


Key capabilities

  • Expert Technology Risk Management skills

  • Board level communication skills including establishment of a risk position narrative

  • Technologically savvy

  • Strategy development

  • Financial management

  • Senior-level relationship management

Employment Type


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Director, Technology Regulatory Risk & Governance

TD Bank Group