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Controls & Governance Assoc

Expired Job

BNP Paribas Tempe , AZ 85280

Posted 3 months ago

What sets Bank of the West apart from other banks is our team membersthey embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western valuesstraightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excellence, encourages creative thinking and respects diversity an environment where team members are engaged, supportive of one another and enthusiastic about serving our customers. Bank of the West offers the stability of a company that has a 135 year history and is part of BNP Paribas, a European leader in global banking and financial services and one of the 6 strongest banks in the world. We offer opportunities across our diverse business lines Retail Banking, Commercial Banking, National Finance, and Wealth Management.

Job Description Summary

Responsible for ensuring that the assigned business unit policies, procedures and practices align with Bank of the West 1st or 2nd line of defense Operation Risks and Compliance requirements. Provides support tasks for continuous enhancements of the Business Line 1st line of defense set-up. Acts as a resource for Level 1 questions and issues from the branch network arising from procedures and customer requirements related to the bank's Know Your Customer program and policies.

Essential Job Functions

  • Partners with the assigned Business Group affected by changing laws, regulations or policies to ensure that appropriate changes are implemented

  • Supports the assigned Business Group to respond to Regulatory / Audit inquiries and assist with evidence gathering as requested.

  • Identify and report/escalate alerts on issues related to "Know Your Customer" Compliance.

  • Implements established procedures/policies and ensures Business Unit compliance with 1st Line of Defense and BNPP requirements. Knowledgeable in industry best practices and systems.

  • Maintains current knowledge of related banking activities, operational risk management and regulatory compliance requirements for financial institutions.

  • Assists in developing and maintaining department policies and procedures in support of the Bank's Integrated Operational Risk Framework and/or industry best practices.

  • May assist with dispositioning of new accounts in the new customer on boarding process and preparation of new customer documentation for escalation to the Customer Acceptance Committee.

  • Facilitates communication internally with branches to collect required compliance documentation related to "Know Your Customer" and High Risk Customer Types.

Other Job Duties

  • Assists with the management of account closure process for KYC Operations.

  • Performs other duties as assigned.

Equal Employment Opportunity Policy

Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer

  • Minority / Female / Disabled / Veteran.

Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.

Primary Location: United States-Arizona-Tempe Job Type: Full-time Job: Operations

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Offre prcdente

SME Underwriter Assoc II

Offre suivante

Universal Banker I

  • Mayer

  • PT 24 hours

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VIEW JOBS 12/26/2018 12:00:00 AM 2019-03-26T00:00 At Bank of the West, our people are having a positive impact on the world. We're investing where we feel we can make the most impact, like advancing diversity and women entrepreneurship programs, financing for more small businesses, and promoting programs for sustainable energy. From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people's lives, and strengthen communities. We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we're a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth. Job Description Summary Responsible for assiting in ensuring that the assigned business unit policies, procedures and practices align with Bank of the West 1st or 2nd line of defense Operation Risks and Compliance requirements. Assists in support tasks for continuous enhancements of the Business Line 1st line of defense set-up. Acts as a resource for Level 1 questions and issues from the branch network arising from procedures and customer requirements related to the bank's Know Your Customer program and policies. Essential Job Functions * Assists in partnering with the assigned Business Group affected by changing laws, regulations or policies to ensure that appropriate changes are implemented * Supports the assigned Business Group to respond to Regulatory / Audit inquiries and assist with evidence gathering as requested. * Identify and report/escalate alerts on issues related to "Know Your Customer" Compliance. * Assists in implementing established procedures/policies and ensures Business Unit compliance with 1st Line of Defense and BNPP requirements. Knowledgeable in industry best practices and systems. * Maintains current knowledge of related banking activities, operational risk management and regulatory compliance requirements for financial institutions. * Assists in developing and maintaining department policies and procedures in support of the Bank's Integrated Operational Risk Framework and/or industry best practices. * May assist with dispositioning of new accounts in the new customer onboarding process and preparation of new customer documentation for escalation to the Customer Acceptance Committee. * Facilitates communication internally with branches to collect required compliance documentation related to "Know Your Customer" and High Risk Customer Types. Other Job Duties * Assists with the management of account closure process for KYC Operations. Required Experience * Requires practical knowledge of job area typically obtained through advanced education combined with experience. * Requires 3 years minimum prior relevant experience. Equal Employment Opportunity Policy Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran. Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations. Primary Location: United States-Arizona-Tempe Job Type: Full-time Job: Risk Management Postuler Partager cette offre ! * Facebook A partager avec vos amis * Twitter Tweeter cette page * LinkedIn Partagez cette page avec votre réseau * Messenger Share this page on Messenger * WhatsApp Share this page on WhatsApp * Scoop It Partagez votre veille d'informations avec Scoopit * Weibo Partagez cette page sur le 1er réseau social chinois * Buffer Pas le temps? Lisez et partagez cette page plus tard avec Buffer * Pocket L'appli pratique pour lire cette page à tout moment, même en offline ! Voir plus de réseaux sociaux Outils * Envoyez cette page par mail Envoyez cette page par mail * Imprimer cette page Etes vous sûr de vouloir imprimer ? Offre précédente Controls & Governance Officer Offre suivante Sr Service Banker - Culver City Ces autres offres vous intéressent-elles ? * Full-time Controls and Operations Manager United States-California-San Francisco * Full-time Controls & Governance Officer United States-California-San Ramon * Full-time Controls & Governance Officer United States-Nebraska-Omaha < BNP Paribas Tempe AZ

Controls & Governance Assoc

Expired Job

BNP Paribas