Control Officer VP

Hsbc Jersey City , NJ 07097

Posted 4 months ago

Assist in the design and to help monitor the operating effectiveness of the control framework, escalating control issues as necessary. Ensuring controls, process and procedures are suitably designed and operating effectively. Support the enhancement/improvement of controls and best practice within the asset class. Support various product lines within Global Market Operations such as Fixed Income, Derivatives, Equities, Futures and Money Markets. Partner with stakeholders and articulate results of risk assessments and the recommendations, as appropriate. Design and implement new policies and procedures for and on behalf of the global asset class in accordance with the Bank's policy / risk appetite. Review the output of desk/control reviews, thematic reviews and other remediation/assurance work and monitor actions to ensure effective closure in a timely manner.

Must have a Bachelor's degree in Business, Management, Finance, Computer Science or a related field and 7 years of progressive, post-baccalaureate, related work experience.

Qualifying experience must include:

  • Managing complex change projects within Operations, specifically around OTC, Derivatives, Securities and Equities.

  • Stakeholder management.

  • Reconciliations expertise, specifically on TLM (Transaction Lifecycle Management) platform.

Must have 5 years of experience in the following:

  • Conformance or similar internal testing

  • Engagement with various stakeholders including but not limited to Regulatory Compliance, Internal Audit, Operational Risk, etc.

  • Building and Implementing Target Operating Model.

Must have 2 years of experience in people management experience at an international finance, control office, or banking institution.

Must have 1 year of experience in:

  • Operational Risk Management experience.

  • Develop and execute control monitoring plans

  • Risk & Control Self-Assessment (RCSA)

  • Enhancement / improvement of controls and best practice within US Treasury/Securities and Collateral

  • Audit interactions and active participation in finalizing audit points and remediation plan.

  • Providing expert advice and guidance to risk and control owners and helping them set the appropriate risk appetite

  • Identification, assessment and root cause analysis of material internal risk events

TO APPLY: Must reference "Job Code: 3256" to be considered. Apply by mail - Attention: Sarah Scibelli, HSBC Bank USA, N.A. 95 Washington Street, Atrium 1NW, Buffalo, NY 14203.

EEO/AA/Minorities/Women/Disability/Veterans.


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Control Officer VP

Hsbc