Consolidated Audit Trail Business Analyst

Prospect 33 Jersey City , NJ 07097

Posted 2 months ago

Consolidated Audit Trail Business Analyst

Title Consolidated Audit Trail Business Analyst Type Full-time Primary Location Jersey City Education Bachelor's Degree Rate Type Per year Job Description

Prospect 33 is looking for a Business Analyst to help spearhead a large scale Consolidated Audit Trail (CAT) regulatory initiative for a leading investment bank. We are looking to hire someone into our consulting practice full time (salary + bonus).

The ideal candidate will have demonstrable experience Test Management, ideally having worked on SEC Rule 613. Experience running UAT and acting as a Lead Business Analyst is what we are seeking.

The role is based in Jersey City, New Jersey.

Regulatory compliance with SEC Rule 613 (CAT NMS) documenting the firms rule interpretations, analysis related to Equity and Options business models and Reference Data sourcing, and creation of a CAT reporting architecture.

#LI-CE1 Job Requirements

  • Create and track against CAT overall program plans, project plans, timelines, and milestones

  • Prior experience with Test Management, Test Planning, UAT

  • Liaise with working groups and subject matter resources to obtain updates on workstream progress and overall status to identify, escalate and track key risks and issues

  • Provide escalation forum for key risks and issues to program leadership, senior management and steering committees

  • Identify impacts and dependencies on vendors and order sending organizations (OSOs) to lead discussions and dialogue

  • Create steering committee monthly status update documents and PAM (Project Approval Meeting) related artefacts to present to senior stakeholders for project funding

  • Communicate recent and upcoming CAT-related industry news and milestones

  • Manage the CAT Sharepoint site to ensure updates are captured, organized and populated in the relevant project folders

  • Monitor and report program budget at monthly meetings to key stakeholders on the program

  • 10+ years of direct Business Analyst experience in Financial Services

  • MUST have prior C.A.T. (Consolidated Audit Trail Experience)

  • All candidates must be able to work for any employer in the US without sponsorship

  • All candidates are subject to mandatory drug screenings

  • All candidates must be able to provide 2-3 professional references

You should have:

  • Strong innovative, problem-solving and analytical skills; a self-starter capable of functioning in an autonomous manner

  • Ability to work across groups and functions

  • Ability to translate between Operational and Technical requirements

  • Vendor Management

Prospect 33 is an equal opportunity employer.


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