Sorry, this job is no longer accepting applications. See below for more jobs that match what you’re looking for!

Conduct Risk Lead Consultant

Expired Job

Wells Fargo Portland , OR 97228

Posted 3 months ago

Job Description:

At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.

Seeking a Conduct Risk Lead Consultant to fill a key role within the Political Law Preclearance Reporting Group. This person will act in a lead role as a subject matter expert for all political law functions including pre-clearance, procurement lobbying and pay to play reporting. The role may include direct management of a major political law function as well as direct supervision of one or two team members within Political Law. The role is responsible for analysis of political law risk for complex pre-clearance requests related to gifts and entertainment, conferences and events and political contributions as well as Procurement Lobbying pre-clearance and program management. Additionally, this position requires extensive communications with Lines of Business including executives across the enterprise providing consulting and risk management expertise related to political law and pre-clearance processes. This individual will have proven decision making skills in a complex risk environment and the ability to make sound decisions quickly to meet what can often be very short deadlines. As a Conduct Risk Lead Consultant this person will be expected to provide guidance and mentorship to less experienced team members. Demonstrated team collaboration is a must for this role. This individual will be instrumental in facilitating the adoption of new technologies within the political law group as well as identifying and implementing efficiencies that will help the group accommodate growth in request volumes.

Open to any location in the Wells Fargo footprint

Required Qualifications

  • 8+ years of experience in one or a combination of the following: conduct risk, compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk); or 8+ years of business process management or financial services industry experience, of which 4+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications

  • Advanced Microsoft Office skills

  • Excellent verbal, written, and interpersonal communication skills

  • Strong analytical skills with high attention to detail and accuracy

Other Desired Qualifications

  • Experience researching and analyzing regulatory and legal sources

  • Experience with Political Law Pre-clearance processes and solutions

  • Experience with procurement lobbying program management

  • Experience developing and documenting processes and procedures

  • Proven ability to interact with all levels of management and build strong partnerships across all Lines of Business.


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.


See if you are a match!

See how well your resume matches up to this job - upload your resume now.

Find your dream job anywhere
with the LiveCareer app.
Download the
LiveCareer app and find
your dream job anywhere

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Enterprise Risk Consultant

Umpqua Bank

Posted 2 weeks ago

VIEW JOBS 11/22/2018 12:00:00 AM 2019-02-20T00:00 In this role, you will oversee the regulatory and operational risk management activities of the bank through consultation, coordination of other risk areas, and monitoring. You will work with Executive Management and apply effective challenge through monitoring, analysis, and reporting on significant risk and control issues, and assist Executive and business-line management in the development of effective action plans. You will participate in strategic enterprise-wide projects to drive proactive risk identification and mitigation, and maintain an enterprise-risk-management strategy that reduces risk, promotes operational efficiency, and fosters a high-quality customer experience through implementation of the Enterprise Risk Management Program. Functions * Demonstrate expertise in regulatory and/or operational risk area(s) of bank or holding company to effectively monitor and challenge associated risk management activities, as well as, provide appropriate level of consultation. * Administer the Enterprise Risk Management Program through first line of defense consultation, monitoring, analyzing, and reporting on enterprise-wide risks. * Lead cross-functional risk management initiatives and projects that impact multiple risk disciplines and/or business units. * Perform root cause analysis and facilitate remediation efforts by first line of defense. * Engage in regulatory change management initiatives through appropriate level of research, analysis, and development of corporate and business level communications describing impact and necessary action by management. * Act as a change agent for the promotion of a risk management culture. * Provide support in regulatory examinations, including interacting with regulators, providing responses and documentation as requested. * Prepare risk management reports to Executive Management and contribute to the Board of Directors committees' reports relative to enterprise risk management activities. * Demonstrate compliance with all bank regulations that apply to your position, and keep up to date on regulation changes. * Maintain working knowledge of our policies and procedures regarding the Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations that apply to your position. Qualifications * Minimum Bachelor's degree in business, finance, or other applicable discipline or equivalent experience required. * CRCM, CAMS, FRM, PRM, CIA, CPA or other applicable professional designation desired. * Minimum 5 years of banking risk management, and/or operations experience. * Expertise in operational or regulatory risk management concepts, best practices, and regulations. * Demonstrate ability to independently manage multiple and complex work efforts, which involves directing other key stakeholders across the bank. * Good understanding of financial institution general control structure, as well as, knowledge of various bank operations, to assess risk, challenge, and make appropriate recommendations. Physical Requirements and Working Conditions Work involves: * sitting * walking * lifting up to 25 pounds. * Occassional travel No relocation offered. About Us We do things a little differently here at Umpqua. Our retail stores serve as community hubs, our associates are given up to 40 hours of volunteer time each year, and we're never satisfied with the status quo. It's no wonder we've made "Fortune's 100 Best Companies to Work For" eight years in a row. But greatness has no finish line, so we continue every day to keep people at the center of everything we do. We focus on building relationships, understanding our customers' needs and connecting to people in new and innovative ways -- always staying true to our mission of providing personalized banking for all people, whenever and however they prefer to bank. Umpqua Bank is committed to employing a diverse workforce. Qualified applicants will receive consideration without regard to race, color, religion, sex, national origin, age, sexual orientation, gender identity, gender expression, protected veteran status, or disability. We maintain a drug-free workplace and may perform pre-employment substance abuse testing. Umpqua Bank Portland OR

Conduct Risk Lead Consultant

Expired Job

Wells Fargo