Compliance Officer

Marsh & Mclennan Companies, Inc. New York , NY 10007

Posted 3 weeks ago

Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent, detect and respond to violations of law and company policies.

We are looking for a Marsh US Compliance Officer to join our team. Key offices include New York, NY; Atlanta, GA; Chicago, IL, Houston, TX; Los Angeles, CA; and San Francisco, CA with all US locations considered.

What can you expect:

Reporting to Marsh's Chief Compliance Officer for US, you will be responsible for identifying, analyzing and advising on an array of risk and compliance issues in the Marsh US Core Brokerage business.

What's in it for you:

  • A company culture founded in integrity, responsible teamwork and experience

  • A fast-paced dynamic environment where you will interface with colleagues across our businesses and with senior leadership

  • Corporate dedication to fostering a vibrant, inclusive, and diverse culture at work, in which every voice is heard

We will count on you to:

  • Support the Company's success and protect its reputation by advancing a culture of integrity and excellence and promoting high standards

  • Bring a strong background in effective insurance compliance programs and position yourself as a trusted advisor to senior business leaders and colleagues throughout the business

  • Bring a pragmatic approach to compliance that is centered on partnership to meet commercial objectives while identifying, managing and mitigating risk

  • Demonstrate subject matter expertise in one or more of the key areas of risk and compliance such as broker compensation, conflicts of interest, surplus lines, cybersecurity, privacy and data protection

  • Be well-versed in the legal and regulatory framework and internal best practices for professional service organizations including insurance brokers, stay abreast of legal and regulatory changes, and plan compliance programs to meet new requirements

  • Think strategically and collaborate effectively with business and operational colleagues and senior business leaders to problem-solve, implement process change, and promote compliance with applicable laws, regulations and policies

  • Lead the development of and deliver independently training content and internal guidance that enlivens the subject matter and engages the audience

What you'll need to have:

  • Minimum of 5 years relevant property & casualty insurance industry experience in compliance and/or operational capacity, preferably with a broker, insurance company, or insurance regulator

  • Working knowledge of key areas of regulation and/or risk

  • Understanding of monitoring processes and frameworks, including experience conducting or participating in reviews or fieldwork

  • Experience working collaboratively and effectively in cross-functional teams and/or in a matrix organization

  • Ability to interact with regulatory authorities in examinations, enforcement proceedings, or investigative contexts, and to assist in internal investigations as needed

  • Strong conviction for compliant and ethical behavior that you model with personal integrity and accountability

  • Proven ability to bring complex projects to successful and timely conclusions

What makes you stand out:

  • Clear and concise oral and written communication skills

  • Top-notch organization skills and the ability to analyze and refine business processes and workflows

  • Excellent responsivity to team and colleagues

  • Professional growth-oriented mindset evidenced by a desire to learn and improve continuously

Marsh McLennan (NYSE: MMC) is the world's leading professional services firm in the areas of risk, strategy and people. The Company's 76,000 colleagues advise clients in 130 countries. With annual revenue over $17 billion, Marsh McLennan helps clients navigate an increasingly dynamic and complex environment through four market-leading businesses. Marsh advises individual and commercial clients of all sizes on insurance broking and innovative risk management solutions. Guy Carpenter develops advanced risk, reinsurance and capital strategies that help clients grow profitably and pursue emerging opportunities. Mercer delivers advice and technology-driven solutions that help organizations redefine the world of work, reshape retirement and investment outcomes, and unlock health and wellbeing for a changing workforce. Oliver Wyman serves as a critical strategic, economic and brand advisor to private sector and governmental clients. For more information, visit mmc.com, follow us on LinkedIn and Twitter or subscribe to BRINK.

Marsh McLennan and its Affiliates are EOE Minority/Female/Disability/Vet/Sexual Orientation/Gender Identity employers.

The applicable base salary range for this role is $ 110,200.00 to $165,300.00 USD Annual.

The base pay offered will be determined on factors such as experience, skills, training, location, certifications, and education. Decisions will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives.

We are excited to offer a competitive total rewards package which includes health and welfare benefits, tuition assistance, 401K savings and other retirement programs as well as employee assistance programs.

The applicable base salary range for this role is $86,300 to $172,500.

The base pay offered will be determined on factors such as experience, skills, training, location, certifications, and education. Decisions will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives.

We are excited to offer a competitive total rewards package which includes health and welfare benefits, tuition assistance, 401K savings and other retirement programs as well as employee assistance programs.


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Compliance Officer

Marsh & Mclennan Companies, Inc.