The Compliance Manager serves as a key subject matter expert for assigned areas that include providing compliance support and guidance to lending and/or deposit business units relative to their respective regulatory requirements and/or compliance risks.
Performs scheduled Compliance Assurance Reviews in a comprehensive and timely manner consistent with Compliance Program procedures.
Ensures work papers are maintained for reviews conducted.
Writes comprehensive, accurate reports based on the results of monitoring and testing performed.
Conducts testing on previously identified issues to validate issues are adequately resolved
Provides regulatory compliance expertise to support strategic initiatives and advise business units in managing their compliance risk associated with assigned regulatory requirements.
Assists in disseminating compliance information to management and staff.
Provides technical and non-technical support. Non-technical support may include assistance with report writing and proofing. Technical support may include assistance with information gathering.
Assumes responsibility for various department functions in the absence of staff members or in overload situations.
As directed, participates in the change management process by reviewing new or changing regulations or processes to analyze impact of changes to relevant business lines.
Bachelor's Degree or equivalent work experience in the financial services industry
Minimum 5 years of experience in the financial services industry
Certified Regulatory Compliance Manager (CRCM) and/or Certified Community Bank Compliance Officer (CCBCO) certification preferred or willingness to earn after first year in role
Experience working with the following regulations:
Pacific Premier Bank