Compliance Manager

Pacific Premier Bank Irvine , CA 92606

Posted 7 months ago

The Compliance Manager serves as a key subject matter expert for assigned areas that include providing compliance support and guidance to lending and/or deposit business units relative to their respective regulatory requirements and/or compliance risks.

RESPONSIBILITIES

  • Performs scheduled Compliance Assurance Reviews in a comprehensive and timely manner consistent with Compliance Program procedures.

  • Ensures work papers are maintained for reviews conducted.

  • Writes comprehensive, accurate reports based on the results of monitoring and testing performed.

  • Conducts testing on previously identified issues to validate issues are adequately resolved

  • Provides regulatory compliance expertise to support strategic initiatives and advise business units in managing their compliance risk associated with assigned regulatory requirements.

  • Assists in disseminating compliance information to management and staff.

  • Provides technical and non-technical support. Non-technical support may include assistance with report writing and proofing. Technical support may include assistance with information gathering.

  • Assumes responsibility for various department functions in the absence of staff members or in overload situations.

  • As directed, participates in the change management process by reviewing new or changing regulations or processes to analyze impact of changes to relevant business lines.

QUALIFICATIONS

  • Bachelor's Degree or equivalent work experience in the financial services industry

  • Minimum 5 years of experience in the financial services industry

  • Certified Regulatory Compliance Manager (CRCM) and/or Certified Community Bank Compliance Officer (CCBCO) certification preferred or willingness to earn after first year in role

Experience working with the following regulations:

  • CC, DD, E, B, Z, Flood, HMDA/Reg. C
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Compliance Manager

Pacific Premier Bank