Compliance Manager

Lee County Electric Cooperative, Inc. North Fort Myers , FL 33903

Posted 1 week ago

Compliance Manager

Category

Risk Management

Job Location

4980 Bayline Drive, North Fort Myers, FL

Tracking Code

132-376

Position Type

Full-Time/Regular

JOB TITLE: Manager, Compliance

Location: North Fort Myers, Florida.

Work hours: Mon thru Fri; 8:00 am to 5:00 pm

LCEC provides reliable, cost-competitive electricity to more than 224,000 customers throughout a five county service territory located in Southwest Florida. We employ approximately 400 skilled employees and are one of more than 750 electric distribution cooperatives located throughout the United States. LCEC has been recognized locally and statewide as an industry leader and continually receives acknowledgment for the work that our employees do in the community along with other civic, environmental and professional honors.

We are searching for a Compliance Manager to join our Compliance Department located in North Fort Myers, Florida.

Position Summary:To manage and oversee the Enterprise Compliance Program and NERC Program within the Governance, Risk and Compliance Division. The Manager functions as a part of the Senior Leadership Team with Director/Officer. In this role, you will be responsible for managing various compliance activities: NERC compliance, Code of Conduct and ethics, records management, information privacy, and policy administration. This requires a strategic, long-term perspective as well as immediate consideration to business impacts with various projects and initiatives. Project management experience, compliance, and exceptional verbal and written communication skills are required.

Position Responsibilities:

  • Managing the LCEC enterprise compliance program to ensure the organization adheres to applicable Federal, State, and local regulations, including but not limited to NERC, FERC, HIPAA, and PCI.

  • Managing the development of compliance programs, policies and processes.

  • Managing policy administration for LCEC.

  • Represent LCEC to regulatory authorities including responding to internal and external inquiries from regulators.

  • Managing compliance audit requirements which include leading the development of audit protocols, conduct independent compliance mock audits; recommend performance improvement or compliance opportunities and follow-up to establish improvements.

  • Managing the Code of Conduct and Ethics program for LCEC including, but not limited to, the compliance hotline, training, and investigations.

  • Managing the records management program for LCEC including the legal hold process.

  • Achieving a deep understanding of LCEC's organizational strategies, projects and initiatives and aligning compliance with division / departmental objectives to promote thinking about compliance from both an operating and strategic perspective.

  • Establishing collaborative relationships with stakeholders to assist in the development, assessment and monitoring of mitigation plans for compliance to ensure the management of all compliance risks to an acceptable level.

  • Consulting with Divisions to develop metrics demonstrating compliance progress and effectiveness. Track the implementation of mitigation activities of compliance. Create, update, and modify monthly reporting mechanisms (reports, dashboards, etc.) to communicate status of compliance mitigation efforts. Standardize and coach Divisions regarding consistent reporting principles.

  • Preparing documentation and presentation materials for various levels of management to include executive and board-level audiences. Review compliance documentation to ensure clear relationships between risk drivers, mitigation activities and metrics.

  • Supervising staff by making hiring and pay decisions, assigning work, providing training, developing performance plans and coaching staff, evaluating performance and taking corrective actions, when appropriate.

Required Qualifications:

  • Bachelor's Degree in Legal Studies, Business, Finance, or closely related field

  • Seven (7) years' experience in regulatory compliance

  • Project Management experience

  • Program Development Experience

  • Policy and Process Analysis and Development

  • Ability to balance a strategic, long-term perspective simultaneously with an immediate consideration for business impacts, resulting from various projects and initiatives.

  • Numerical and analytical skills

  • Exceptional written and verbal communication skills

  • Commercial awareness; ability to understand broader business issues

  • Planning and organizational skills

  • Able to work with information of a confidential nature with the highest integrity

Desired Qualifications:

  • Master's Degree in Business, Finance, or closely related field

  • Juris Doctor from an accredited law school

  • Ten (10)+ years' experience in regulatory compliance

  • Professional Certification

  • Prior experience in the power distribution industry

  • Proven track record of leadership

Physical Demands and Work Environment: The physical demands and work environment characteristics described here must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions:

  • Physical Demands: May be required to sit for extended periods of time at a desk/computer terminal. Able to view computer monitor from a reasonable distance.

  • Work Environment: Air-Conditioned office, computer room.

Please note that at the time a candidate is made a job offer, the candidate will be subject to a background check and a drug screening.

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Compliance Manager

Lee County Electric Cooperative, Inc.