Compliance Intern

Summary

Compliance is currently offering a paid, summer 2024 internship to a college student entering her/his junior or senior year of college.

The Intern will provide specific project support to Compliance by assisting with the digitization of core processes, becoming familiar with certain new regulatory requirements, and participating in implementing new protocols to comply. The Intern will also be expected to create/contribute to presentations for use with third parties, illustrating governance and other core processes.

• This role has the ability to be based out of our New York, NY office and Baltimore, MD office*

Essential Duties & Responsibilities

• Transition compliance procedures to new automated workflow tools

• Create/update PowerPoint presentations

• Assist with revising testing templates and processes

• Day-to-day management of improving work stream between 1919 and other financial institutional partners

• Other projects and duties as assigned.

Qualifications

• A junior or senior in college, pursuing a Bachelor's Degree in Business, Finance, Economics, or related area, such as Political Science. 1919 also welcomes Humanities majors.

• GPA of 3.0 or higher desired.

• Intellectual curiosity, strong attention to detail, problem-solving mentality.

• Experience using MS Excel, Word, and PowerPoint.

• Strong writing, research, and organizational skills.

• A professional, respectful demeanor and team-oriented personality.

• Comfortable working independently and on long- and short- term projects simultaneously.

• Ability to work remotely and independently as needed.

ABOUT 1919 INVESTMENT COUNSEL

1919 Investment Counsel (1919), a wholly owned subsidiary of Stifel Financial Corporation, a NYSE-listed financial services company, provides experienced investment management and trust advisory services to wealthy individuals, families, trusts, foundations and institutions. 1919 has assets under management of $22 billion; 28 portfolio managers with an average of 30 years of experience; an experienced proprietary research team; and offices in Baltimore, Birmingham, Cincinnati, New York, Philadelphia, San Francisco, and Vero Beach.

1919 offers rewarding internship opportunities for individuals who share our passion for investing, our commitment to putting clients first, and our dedication to having the highest integrity in everything we do. We are continuously looking for exceptional students and professionals who value intellectual curiosity, diversity, leadership, and collaboration.