Compliance, Consumer Compliance, Analyst/Associate

Goldman Sachs Draper , UT 84020

Posted 2 months ago



Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.


Job Summary & Responsibilities

YOUR IMPACT Are you passionate about digital banking? We're looking for an analyst/associate to join our consumer compliance team. You will focus on developing the requirements and enhancing the compliance management system for digital banking products. OUR IMPACT Our consumer banking compliance team partners with all functional areas of the Digital Finance business to advise on business controls, develop/implement compliant processes, systems, and digital tools for identifying, measuring, and mitigating risk and report on the status of such risk. From day one you will be involved in building this new business for the Firm. HOW YOU WILL FULFILL YOUR POTENTIAL

  • Research and present requirements in connection with development of consumer banking programs and operations to cross-functional teams

  • Support strategic adaptation of the Firm's compliance program for consumer banking operations

  • Develop reporting techniques for monitoring effectiveness of compliance

  • Deploy technology to facilitate monitoring and reporting of compliance risk

  • Provide training on applicable compliance requirements

  • Coordinate activities of cross-functional control function teams to address product-related risks (e.g., fair lending, privacy, complaint handling, BSA/AML, etc.)

  • Present on compliance program to management and committees

Basic Qualifications

  • 1+ years of compliance, operations, or legal experience in financial services for Analyst level; 3+ years for Associate level

  • Bachelor's degree or equivalent experience

  • Knowledge of applicable federal and state consumer lending laws and regulations, including, among others, Truth in Lending Act (Reg Z), Equal Credit Opportunity Act (Reg B), Fair Credit Reporting Act (Reg V), UDAAP, Gramm-Leach-Bliley Act (Reg P), and the Fair Debt Collections Practices Act

  • Must be self-directed, organized, positive, driven, detail-oriented, and effective in a fast-paced, changing environment

Preferred Qualifications

  • Experience advising on consumer or small business credit products

  • JD a plus but not required

  • Experience with new product development and/or agile tech development, including at new financial services ventures/start-ups a plus but not required


The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.

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Compliance, Consumer Compliance, Analyst/Associate

Goldman Sachs