Opportunity: Constellation Advisers, a premier investment management consultancy with a boutique firm approach, is seeking an experienced compliance professional with a minimum 7 years of relevant experience. The ideal candidate will have a strong background working in-house at fast-paced, sophisticated long-short hedge fund managers who actively traded equity securities, derivatives and complex hybrids both domestically and in foreign markets; as well as familiarity with Rule 105 of Reg. M restrictions, order marking across portfolios, packaging securities into hedging instruments, and potential regulatory implications associated with complex trading and hedging strategies. Bachelor degree required and JD preferred.
Why Constellation: Since it was founded in 2008, Constellation has built an unparalleled reputation as a leading service provider to the investment management industry. This is entirely a result of its people. The investment in our employees begins on day one with onsite training while working alongside senior executives in high growth industries. Beginning at the Associate level, our professionals are exposed to a wide array of investment management structures and strategies including hedge funds, private equity, energy, debt, crypto asset, real estate, venture capital, and many more. The day to day variance keeps our people engaged and at the forefront of the industry. Our teams work in a collaborative environment across service lines to gain insight into Accounting and Finance, Middle Office and Operations, and Regulatory and Compliance. Constellation is expanding across the country and worldwide as we continue to open new offices and grow our client base. Join our team today and develop experience that will last you a lifetime.
Key Components: This position requires strong concern for quality and accuracy of work with a results-oriented focus. The work involves critical and technical thinking and problem solving based on detailed knowledge of all pertinent facts and thorough analysis of relevant details. There is an intense focus on complex, independent problem solving, self-direction and freedom of ideas. The individual in this position must maintain a professional demeanor and make sound, well thought-out decisions. This position requires little delegation of details or responsibilities, it is important that close, quick and critical follow up occur to recognize and correct mistakes. The work schedule of this position will be dictated by client needs, work flow and current deadlines. This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our hedge fund managers, in addition to providing Regulatory Exam support functions.
Work within the team to:
Successful candidates will have many, if not all, of the attributes below: