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Compliance Associate

Expired Job

Cybercoders Arlington , VA 22201

Posted 3 months ago

If you are a Compliance Associate with experience in a trading environment, please read on!

A leading investment bank in Arlington, VA is seeking a Compliance Associate to lead compliance efforts. We are a public company with offices nationwide, the investment bank offers diversified financial solutions to several proprietary hedge funds, institutional investors, and ultra-high net worth investors. As a Compliance Associate, you will be working directly under the supervision of the Chief Compliance Officer and Deputy General Counsel to provide analytical and organizational support to the trading and compliance departments.
Top Reasons to Work with Us

1.Tons of opportunity for professional growth as a publicly traded company
2.Offers a diversified range of services to public, private and high net worth individuals
3.One of the leading investment banks
What You Will Be Doing

  • Track, reconcile, and report data for auditing purposes

  • Lead audit and compliance testing functions

  • Monitor all trading activity daily, including resolving and reconciling of any internal data errors

  • Research and communicate any issues with trading accounts as reviewed

  • Review marketing materials for compliance

  • Organize and maintain all records of employee disclosure forms

  • Prepare and submit annual and quarterly regulatory filings

  • Develop and maintain a compliance program that meets industry and regulatory standards
    What You Need for this Position

  • At least 2 years of experience with investment adviser compliance

  • Knowledge of the financial services industry/asset management

  • Ability to work in a team environment and develop relationships with support staff

  • Excel

  • Ability to create and maintain compliance related documentation
    What's In It for You

  • Competitive pay and bonus potential

  • Vacation/PTO

  • Medical

  • Dental

  • Vision

  • 401k

  • Professional growth opportunities
    So, if you are a Compliance Associate with experience in trading, please apply today!

Applicants must be authorized to work in the U.S.


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Compliance Associate

Expired Job

Cybercoders