Compliance, AML Project Manager, Business Engineer, Associate/Vice President

Goldman Sachs New York , NY 10007

Posted 2 months ago

MORE ABOUT THIS JOB

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

RESPONSIBILITIES AND QUALIFICATIONS

BUSINESS UNIT AND ROLE OVERVIEW

Financial Crime Compliance ("FCC") has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering ("AML"), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

The Consumer and Investment Management Division ("CIMD") includes Private Wealth Management (PWM), Goldman Sachs Asset Management (GSAM) and our Consumer businesses (Marcus by Goldman Sachs). We provide asset management, wealth management and banking expertise to consumers and institutions around the world. CIMD partners with various teams across the firm to help individuals and institutions navigate changing markets and take control of their financial lives.

OPPORTUNITY

There is an opportunity to join a retail investment advisory team within FCC, and to contribute as a project manager for the consumer team in shaping the financial crime function within the retail brokerage business. The role is open to start immediately.

The successful candidate will join the FCC group and assist in designing workflow management of the financial crime operations, specifically relating to retail, investment advisory, and consumer banking programs. They will participate in managing a global project which will include providing subject matter expertise on digital onboarding, identifying and realizing process technology improvements.

Preferred Qualifications

  • 2-5 years of experience working in retail brokerage and/or registered investment advisers as it relates to BSA/AML operations and regulations

  • Awareness of the Investment Advisers Act and Investment Company Act

  • Understanding of the opportunities and challenges in digital onboarding, particularly as they relate to AML and Fraud

  • Knowledge of the current AML risk management technology/vendors

  • Excellent organization and project management skills

  • Excellent written and verbal communication skills

  • Ability to adapt to new changes and new challenges

  • Ability to prioritize work flows and ensure deadlines are met

  • Ability to communicate Compliance requirements for consumption by Technology

  • Ability to work independently and yet still be team-oriented

  • Proficiency in Excel (pivots, VLookups) and PowerPoint

ABOUT GOLDMAN SACHS

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

The Goldman Sachs Group, Inc., 2020. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


icon no score

See how you match
to the job

Find your dream job anywhere
with the LiveCareer app.
Mobile App Icon
Download the
LiveCareer app and find
your dream job anywhere
App Store Icon Google Play Icon
lc_ad

Boost your job search productivity with our
free Chrome Extension!

lc_apply_tool GET EXTENSION

Similar Jobs

Want to see jobs matched to your resume? Upload One Now! Remove
Project Manager Assistant Vice President

Deutsche Bank

Posted 3 days ago

VIEW JOBS 4/1/2020 12:00:00 AM 2020-06-30T00:00 Job Description: Job Title: Project Manager Corporate Title: Assistant Vice President Location: New York, NY Overview You will be joining the Anti-Financial Crime (AFC) Information Technology program, which is responsible for the delivery of the global technology roadmap to support the AFC business clients and the respective businesses in Deutsche Bank, in order to promote adherence to regulatory requirements. As a member of AFC's Transaction Monitoring (TM) Program, you will be responsible for the coordination and planning of simultaneous enhancement initiatives. You will be responsible for working with stakeholders from Anti - Financial Crime (AFC) business areas to identify project scope and establish project plans for delivery. You will also provide support for the Global Enhancements Program Manager by escalating risks and issues as needed. What We Offer You: * We offer competitive health and wellness benefits, empowering you to value life in and out of the office * Retirement Savings Plans, Parental Leave, and other family-friendly programs * On-site cafeteria, health center, and communal meeting areas * Active engagement with the local community through Deutsche Bank's specialized employee groups Hear from our people and look inside our office: DB@The Muse Your Key Responsibilities: * Identify delivery scope for quarterly releases, work with upstream systems to coordinate delivery of enhancements to interface implementations * Create project plans and assign tasks to project team, and monitor project status and provide regular updates to the management team * Identify project risks and issues as well as mitigation strategies, building and maintaining strong relationships and working as required with program and project managers, business clients, functional analysts, developers, testers, and release managers to ensure timely completion of projects * Ensure all changes comply with bank-wide SDLC control policies by ensuring required documentation and evidence is collected for all release items * Complete weekly status reports that will be reviewed by senior level managers, support project management office in preparing status reports for the senior leadership team and periodic budget reports * Create reports and presentations using a variety of MS Office productivity tools, work with the global TM delivery team to improve delivery procedures Your Skills and Experience: * Excellent organization skills with a sharp attention to detail, as well as the ability to communicate clearly and concisely with a diverse set of stakeholders * Ability to manage simultaneous projects, and knowledge of project management best practices in both Waterfall and Agile delivery methodologies * Comfortable providing feedback to the project team to ensure high quality deliverables, and the ability to liaise effectively with senior managers * Experience in delivering technical solutions related to Transaction Monitoring in the Financial Services Industry, understanding of TM policy, procedures and operating models, and awareness of industry trends, AML regulations, technical innovations and service providers * Ability to work with virtual teams and matrix organization Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation. Click here to find out more about our diversity and inclusion policy and initiatives. We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision. Deutsche Bank New York NY

Compliance, AML Project Manager, Business Engineer, Associate/Vice President

Goldman Sachs