Chief Operating Officer

Wescott Financial Advisory Group LLC Philadelphia , PA 19103

Posted 1 week ago

Chief Operating Officer / Chief Compliance Officer with nationally recognized RIA Wealth Management Firm.

Wescott Financial Advisory Group, LLC, a nationally recognized 30 year old fee-only $2 billion AUM RIA Wealth Management firm with principal offices in Philadelphia and Florida, is seeking candidates for the position of Chief Operating Officer/Chief Compliance Officer. The role reports to the CEO.

The position requires a thoughtful and entrepreneurially-minded senior leader who has, at a minimum, expert traditional operational back office and compliance experience. The successful candidate will also have demonstrated leadership skills, technology experience and the skills and wisdom to manage the organizations expanding sales efforts, additional office locations and inorganic growth efforts.

The COO/CCO role is a member of the Management Committee and, as such, is a trusted and active manager in the firm. Good judgment, creativity, experience and a collegial approach are valued attributes of this role.


While qualified candidates may have an advanced degree (e.g., MBA, CPA or JD), they will have demonstrated leadership, operations management (multi-office preferable), compliance and business development experience in the financial services industry. Preferred candidates will have worked in a senior management role for 10+ years with at least five years of progressive leadership experience in a top operational/administrative position.


Competitive salary commensurate with experience. Performance based bonus and benefits package including, but not limited to: medical, dental, 401(k) with firm match, pension, life insurance and paid vacation.

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Chief Operating Officer

Wescott Financial Advisory Group LLC