Chief Compliance Officer, Mercer Funds And Mercer Trust Company

Marsh & Mclennan Companies, Inc. Boston , MA 02298

Posted 2 weeks ago

Marsh McLennan is looking for a Chief Compliance Officer for our Mercer Funds and Mercer Trust business in Boston.

What you can expect:

Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent, detect and respond to violations of law and company policies.

What's in it for you:

As the Chief Compliance Officer for Mercer Funds and Mercer Trust Company, you will be responsible for managing the compliance program for Mercer's US manager-of-managers mutual fund and collective investment trust businesses.

We will count on you to:

  • Administer the mutual fund and trust company compliance programs, reporting to internal stakeholders and independent boards

  • Manage a team of compliance professionals

  • Oversee subadvisor and service provider due diligence

  • Identify and resolve compliance violations, including investment guideline and/or trading errors

  • Continuously enhance the compliance programs, including developing policies and procedures to meet new regulatory or business requirements

  • Advise key business leaders on regulatory developments and emerging risks

  • Respond to regulatory requests and manage regulatory relationships

What you'll need to have:

  • Excellent academic credentials and College Degree

  • 10+ years of compliance or related experience at a financial services firm, including at least 3 years as either a chief compliance officer or a deputy chief compliance officer (or equivalent)

  • Prior mutual fund compliance experience

  • Familiarity with manager-of-managers and fund-of-funds structures

  • Experience managing compliance staff

  • Detailed knowledge of the Investment Company Act, Investment Advisers Act, and ERISA

  • Demonstrated competence in managing regulatory examinations and responding to regulatory inquiries

  • Excellent writing, research, and analytical skills

  • Superb communication and presentation skills, including the ability to make compelling and convincing presentations to the executive leadership teams of Mercer Investments, clients and colleagues

What makes you stand out:

  • Proven leadership skills, high energy, effective communicator, team player

  • Strong interpersonal skills and ability to interact at all levels of an organization; and the highest ethical standards and superb judgment.

  • Exceptional business judgment and strategic thinking capabilities; crisp decision-making skills

  • Strong emotional intelligence, evidenced by the capacity to listen and develop relationships of trust

Marsh McLennan (NYSE: MMC) is the world's leading professional services firm in the areas of risk, strategy and people. The Company's 76,000 colleagues advise clients in 130 countries. With annual revenue over $17 billion, Marsh McLennan helps clients navigate an increasingly dynamic and complex environment through four market-leading businesses. Marsh advises individual and commercial clients of all sizes on insurance broking and innovative risk management solutions. Guy Carpenter develops advanced risk, reinsurance and capital strategies that help clients grow profitably and pursue emerging opportunities. Mercer delivers advice and technology-driven solutions that help organizations redefine the world of work, reshape retirement and investment outcomes, and unlock health and wellbeing for a changing workforce. Oliver Wyman serves as a critical strategic, economic and brand advisor to private sector and governmental clients. For more information, visit, follow us on LinkedIn and Twitter or subscribe to BRINK.

Marsh & McLennan Companies and its Affiliates are EOE Minority/Female/Disability/Vet/Sexual Orientation/Gender Identity employers.

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Chief Compliance Officer, Mercer Funds And Mercer Trust Company

Marsh & Mclennan Companies, Inc.