Bus Risk & Control Mgr

Wells Fargo Chandler , AZ 85249

Posted 2 months ago

Job Description:

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.

The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.

The Corporate Risk Control Executive Team has primary responsibility to manage front line risk for Corporate Risk business lines in a comprehensive and effective manner and promote adherence to the Risk Management Framework. The Corporate Risk Control

  • Risk Operations organization manages programs across multiple risk programs and policy requirements, including Operational, Reputation, and Strategic risk and brings together four key risks types under a single leader: Compliance, Financial Crimes, Fraud, and Conduct. This role reports to the regulatory control leader for those 4 risks, and focuses on Compliance risk.

This Front line risk support role provides leadership and subject matter expertise for Regulatory Control across all the functions in the Corporate Risk organization. Reporting to the Regulatory Control Leader for Corporate Risk, the team is seeking a highly motivated team member to serve as a Business Risk and Control Manager. The leader will be responsible for Regulatory Control working alongside a team of Financial Crimes, Fraud and Conduct business risk and control officers supporting Corporate Risk business lines. This position is responsible for working with Corporate Risk CE team partners and Corporate Risk business teams to implement the requirements of revised or newly published compliance policies, procedures and guidance. A successful candidate for this position will have proven leadership skills and deep knowledge of compliance principles within multiple regulatory and non-regulatory risk types and have the ability to work with partners in the IRM Compliance Organization, Other Risk Programs and Corporate Risk stakeholders to provide compliance subject matter expertise to ensure compliance requirements are meet according to the Compliance Program Policy. Furthermore, as regulatory changes are introduced to the inventory, ensuring resulting policy requirements are fully implemented in lines of business where there is impact. The consultant will maintain awareness of regulatory changes, key compliance policies and procedures, and partner with individuals authorized to develop and implement compliance requirements across Corporate Risk business lines.

Specific duties for this position include, but are not limited to:

  • Accomplish management responsibilities including but not limited too ongoing coaching and feedback, recognizing and developing team members and lead the team with integrity by creating an environment where Team Members feel included, valued, and supported

  • Provide ongoing expertise of existing compliance and corporate policies to ensure they are managed appropriately as required by the Compliance Program Policy

  • Partner with stakeholder aligned Corporate Risk CE teams to assess level of policy impact/ applicability and implement new or revised compliance policy requirements in their respective lines of business

  • Communicate regulatory requirements in new or revised policies, procedures and guidance to ensure stakeholder awareness and tracking to completion and ensure ongoing maintenance of Corporate Risk associated requirements as outlined in the Compliance Program Policy and corresponding procedures

Position must sit within either Concord, CA or Chandler, AZ

As a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will:

  • Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them

  • Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks

Required Qualifications

  • 7+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 7+ years of financial services industry experience, of which 5+ years must include direct experience in risk management
  • 2+ years of leadership experience

Desired Qualifications

  • Leadership experience with ability to effectively manage and engage teams

  • Advanced Microsoft Office (Word, Excel, and Outlook) skills

  • Experience analyzing, interpreting and presenting results to management

  • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important

  • Experience leading, training, and providing feedback to staff and corresponding managers

  • Experience consulting, influencing and partnering with business executives, leadership, human resources partners and peers

  • Outstanding negotiating skills

  • Ability to manage tactical or strategic initiatives

  • Ability to synthesize complex analytical findings into executive level communications

  • Knowledge and understanding of risk management in credit, market, or operations

  • Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders

  • An active Certified Regulatory Compliance Manager (CRCM) designation

Other Desired Qualifications

  • Requires a leader with extensive regulatory/compliance experience including in adherence to Compliance Program Policy (for example Risk Measurement, Issues Management, Self Assurance), strong relationship management skills, proven success in building partnerships, collaborating and influencing adherence to Compliance program policy requirements

  • Demonstrated experiencing working on large scale Compliance Plan work streams

  • Demonstrated experience working within Control Executive Organizations

  • Demonstrated success with collaborating, as well as positively influencing business units to identify, formulate and implement processes/procedures to mitigate risk

Street Address

AZ-Chandler: 2600 S Price Rd

  • Chandler, AZ

CA-Concord: 1655 Grant Street

  • Concord, CA

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.


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Bus Risk & Control Mgr

Wells Fargo