Auditor-Lead/Avp

General Statement of Duties: The Lead Auditor reports to the Senior Audit Manager. The Lead Auditor's responsibilities include performing detailed evaluations, internal control assessments and audit reviews of the Bank's operations.

Major Duties and Responsibilities:

• In accordance with professional standards, execute high value audits, identify risks, assess mitigating controls, determine root causes and make value-added recommendations to improve the control environment.

• Prepare workpapers ensuring that adequate documentation exists to support the completed audit and conclusions.

• Prepare audit reports detailing findings and recommendations. Present irregularities or exceptions to management and reach an agreement on management's commitments and corrective measures to be taken. Follow-up on outstanding issues until appropriate corrective action is taken.

• Contribute to the periodic updating of auditable entity risk assessments in support of the development and maintenance of the Audit Plan.

• Maintain internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising which may influence the coverage scope and Audit Plan

• Understanding of concepts related to banking, including applicable laws and regulations.

• Stay abreast of industry trends to identify potential issues and risks, as well as relevant best practices, laws, rules and regulations impacting the Bank and ensuring that the changes are incorporated into the audit planning and risk assessment process.

• Perform miscellaneous job-related duties as assigned.

• Ensure compliance with all regulations, policies and procedures. Perform additional accountabilities as required.

Non-Essential Responsibilities:

Perform other related functions as required by manager.

Significant Contacts/Interactions:

Internal: Internal Auditing Department, all other departments/department heads as necessary.

External: None

Minimum Qualifications:

• Bachelor's degree in Business, Accounting, Finance, or a related field.

• 3 to 6 years of internal audit experience in banking.

• Demonstrated experience in leading and executing all aspects of the audit lifecycle, including planning, risk assessment, scoping, detailed testing and reporting.

• Demonstrated knowledge, skills, and experience in applying the principles and practices of internal auditing in accounting, financial, and operational environments including auditing business functions.

• Understanding of regulatory, accounting, and financial industry guidance and best practices relevant to the business, including technology implications.

• Certified Internal Auditor (CIA), or Certified Public Accountant (CPA) designation are preferred.

Knowledge, Skills and Abilities:

• Experience in Microsoft Office Suite

• Excellent interpersonal skills

• Critical thinking and analytical skills

• Strong written and verbal communication skills

• Strong time management skills and the ability to multi-task and remain organized

• Effectively work independently within a team construct, while supporting teamwork and achievement of team objectives

• Knowledge of federal, state, and local laws, regulations, and standards governing the Bank

Pay Range: $107,000 - $124,000

Hours: 37.50

This is an exempt position.

The actual compensation will be based on qualifications, experience and other factors permitted by law.

EOE, including Veterans and Disabled

Other details

• Pay Type Salary

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• Uniondale, NY, USA